secondary sector in dubai

232 results for secondary sector in dubai

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  • Governance & Securities Law Focus: Asia Edition, October 2015

    In this newsletter, we provide a snapshot of the principal US, European and selected international governance and securities law developments of interest to Asian corporates and financial institutions. Please see full Newsletter below for more information.

  • Governance & Securities Law Focus: Asia Edition, February 2019

    In this newsletter, we provide a snapshot of the principal Asian, U.S., European and selected international governance and securities law developments of interest to Asian corporates and financial institutions. Please see full Newsletter below for more information.

  • Corporate Governance And Securities Law Update: Latin America Edition

    Below is a summary of the main developments in US and EU corporate governance and securities law and certain financial markets regulation developments since our last update in April 2019. Please see full Newsletter below for more information.

  • SEC Enforcement Actions Against Investment Advisers

    According to the SEC’s most recent financial report, as of August 2014, SEC-registered investment advisers managed $62.3 trillion in assets. Not surprisingly, investment advisers attract a great deal of attention from the SEC’s Enforcement Division. The Division of Enforcement’s Asset Management Unit has 75 professionals spread across all 12 SEC offices. The group has developed strong industry...

  • SEC Enforcement Actions Against Broker-Dealers

    In its 2015 Financial Report, the SEC repeated its view that one of the two principal purposes of the Securities Act of 1933 and the Securities Exchange Act of 1934 is to ensure that “people who sell and trade securities — brokers, dealers and exchanges — must treat investors fairly and honestly, putting investors’ interests first.” Broker-dealers have been and remain a critical focus of the...

  • Was Chicken Little an Optimist?

    The Consumer Financial Protection Bureau (“CFPB”) issued a true game changer on January 10, 2013, with its Ability to Repay and Qualified Mortgage Rule (the “Final Rule” or the “Rule”). Some industry observers seem to consider Chicken Little an optimist—not only is the sky falling, but the earth is trembling and the seas boiling. But everyone appears to agree that the Rule has caused the ground...

  • Financial Regulatory Developments Focus - March 2016 #2

    In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates. Please see full Newsletter below for more information.

  • Financial Regulatory Developments Focus - December 2015 #3

    In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates. Please see full Memo below for more information.

  • Communications Law Bulletin -- December 2006/January 2007

    Communications Law Bulletin January 2007 In this issue: ?? Looking at the Year Ahead ?? Chairman Martin Announces New Bureau Chief Appointments ?? FCC Approves AT&T/BellSouth Merger ?? Old Congress Adjourns Without Passing Major Telecom Legislation; New Congress Introduces Interoperability Bills ?? State Legislators Back in Session and Tackling Telecom...

  • Financial Regulatory Developments Focus - January 2018

    In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates. Please see full Newsletter below for more information.

  • Financial Regulatory Developments Focus - October 2016

    Bank Prudential Regulation & Regulatory Capital - US Board of Governors of the Federal Reserve System Releases Proposed Rule to Modify Capital Plan and Stress Testing Rules - On September 26, 2016, the US Board of Governors of the Federal Reserve System issued a proposed rule modifying the capital plan and stress testing rules for the 2017 test cycle.

  • 2016 Election Guide: A Guide to Changes in Congress

    The wild and erratic 2016 election came to a close early this morning with the stunning election of Donald J. Trump as the 45th President of the United States. Republicans also retained control of both Houses of Congress with only minimal losses. To help you assess yesterday's election, K&L Gates has prepared a comprehensive guide that summarizes the results and their...

  • Corporate Governance & Securities Law Update: Latin America Edition - October 2019

    Below is a summary of the main developments in US and EU corporate governance and securities law and certain financial markets regulation developments since our last update in September 2019. Please see full Newsletter below for more information.

  • Quantum Quarterly - The Damages Newsletter - Issue 03 | 3Q 2011

    We are pleased to present the latest edition of Quantum Quarterly, a publication of King & Spalding’s International Arbitration practice group. This edition includes a guest column by Dean Graves and Aaron Stai of Alvarez & Marsal, summaries of recent damages awards and our Old But Still (Very) Useful section, this time focusing on the renowned Kuwait v. AMINOIL case (1982). As always, we

  • 2013 US Labor and Employment Horizon

    Overview - As a resource to our clients, the Labor, Employment and Workplace Safety team at K&L Gates has summarized major legislative changes and key cases affecting employers in 2013 in certain key states in which we are located. In this Issue: - Alaska - California - Florida - ...

  • Financial Regulatory Developments Focus - June 2016

    In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates. Please see full Newsletter below for more information.

  • Governance & Securities Law Focus: Latin America Edition - May 2017

    This newsletter provides a snapshot of the principal US and selected international governance and securities law developments during the first quarter of 2017 that may be of interest to Latin American corporations and financial institutions. Please see full Newsletter below for more information.

  • 2012 Election Guide: A Guide to Changes in Congress

    After a long, expensive and whirlwind campaign, a closely divided country voted to retain the status quo: President Barack Obama was re-elected and the Congress remains split with Republicans controlling the House and Democrats controlling the Senate. To help you assess yesterday's election, K&L Gates has prepared a comprehensive guide that summarizes the results and...

  • Insider Trading Law After Salman v. United States

    In Salman v. United States, decided on December 6, 2016, the Supreme Court upheld a conviction for criminal violations of insider trading laws. The Court, however, declined to adopt the expansive theories of insider trading advanced by the government and expressed skepticism about those theories at oral argument. Salman provides an appropriate occasion to describe what Judge Rakoff referred to as

  • SEC Issues Investment Company Reporting Modernization Rules

    On October 13, 2016, the Securities and Exchange Commission (“SEC”) adopted significant reforms under the Investment Company Act of 1940, as amended (“1940 Act”), that impose extensive new disclosure and reporting obligations on most registered investment companies (“funds”) (collectively, the “Reporting Rules”). Over the last twenty years, the fund industry has seen the introduction and growth...

  • Governance & Securities Law Focus: Asia Edition, June 2019

    U.S. DEVELOPMENTS - SEC and NYSE/Nasdaq Developments - SEC Proposes to Expand “Testing the Waters” Exemption to Permit Pre-Offering Communications - On 19 February 2019, the Securities and Exchange Commission (SEC) proposed an expansion of the allowance under the 2012 Jumpstart Our Business Startups Act (“JOBS Act”), referred to as “testing the waters”, which...

  • Financial Regulatory Developments Focus - September 2016

    In this newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset managers and corporates. Please see full newsletter below for more information.

  • Global Food, Drugs, Medical Devices and Cosmetics Newsletter - 3rd Edition

    Welcome - We are pleased to provide you with the Fall edition of the Global Food, Drugs, Medical Devices and Cosmetics newsletter. This newsletter provides updates on important issues and developments across these industries. Because our experience spans the United States, Europe, China, Australia and Asia, we are able to bring a unique, global perspective to these issues.&

  • The Consumer Financial Protection Bureau: A First Year Retrospective by K&L Gates

    Contents: - INTRODUCTION - ABOUT THE FIRM/ABOUT THE CONSUMER FINANCIAL SERVICES GROUP I. RULEMAKING A. Mortgage Market CFPB Wades Through QM... 4 Bureau Gives Mortgage Industry a Pleasant Surprise with Interim Parity Act Rules... 6 The CFPB and Fair Lending: Expectations for the Coming Year... 8

  • Doing business in the United States - 2019

    The United States is one of the easiest jurisdictions in the world in which to do business. Regulatory barriers are generally low, establishing a branch or business entity is quick and easy, labor and employment laws are much more employer-friendly than in most other developed economies, and the legal system is well-developed and transparent. However, there are certain barriers to entry and...