secondary sector in dubai
Managing the Aggressive Enforcement of International Regulations by the Trump Organization: Compliance Best Practices for Companies that Source, Operate, or Sell Abroad
With the Trump administration having put in place the largest export controls penalty of all time, the second-largest economic sanctions/OFAC penalty, and five of the ten largest FCPA penalties, international regulatory risk management has never been more important for companies that operate, source, or sell abroad. Of particular note, the U.S. Government has opened up a new front on the...
2014 SEC and FINRA Enforcement Actions Against Broker-Dealers and Investment Advisers
The sheer number of enforcement actions brought against broker-dealers and investment advisers makes it challenging to keep up. In this alert, we divide this year’s most important cases against broker-dealers and investment advisers into 50 categories. Within each category, we briefly describe the conduct the SEC or FINRA found improper and the resolution of the enforcement action. For those who...
Treasury Releases “Green Book” of Obama Administration FY 2014 Tax Priorities
On April 10, the Treasury Department released its “General Explanations of the Administration’s Fiscal Year 2014 Revenue Proposals.” Known as the “Green Book,” the document provides an explanation of the Administration’s FY 2014 tax proposals. This alert summarizes the major proposals in the Green Book, along with key takeaways and reactions to those proposals. This alert then outlines the...
FCPA Digest - Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act - July 2019
Recent Trends And Patterns In FCPA Enforcement - Although the DOJ and SEC brought a relatively low number of FCPA enforcement actions in the first half of 2019, an unusually large portion of those enforcement actions resulted in penalties over $100 million. In the past, we have repeatedly noted that although the large FCPA enforcement actions grab the headlines, the bulk of...
Governance & Securities Law Focus: Latin America Edition, May 2016
US DEVELOPMENTS - SEC and NYSE/Nasdaq Developments - FAST Act Amends JOBS Act and Creates New Exemption for Resales of Restricted Securities - On 4 December 2015, the Fixing America’s Surface Transportation Act, or FAST Act, was signed into law. The FAST Act includes a number of provisions affecting US securities law, including...
What’s on the Menu? How Will the Administration’s Smorgasbord of Tax Proposals Affect You?
Earlier this month, the Treasury Department released its “General Explanations of the Administration’s Fiscal Year 2015 Revenue Proposals,” commonly known as the “Green Book.” This alert describes what the Green Book is, the role it plays in the budget process, and why it is important to know what is in it. Brief descriptions of each of the Administration’s proposals and a table comparing the 2014
FCPA Digest 2019 – Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act
The January 2019 FCPA Digest is an invaluable compendium of all FCPA-related developments in 2018, including US foreign bribery proceedings and criminal prosecutions, DOJ foreign bribery civil actions, SEC actions, DOJ opinion releases, ongoing FCPA investigations, pre-FCPA prosecutions, and parallel litigation related to the FCPA. Please see full Newsletter below for more information.