sarbanes-oxley act of 2002 affect information security managers
568 results for sarbanes-oxley act of 2002 affect information security managers
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The Jumpstart Our Business Startups Act Takes the Bite Out of Sarbanes-Oxley: Adding Corporate Governance to the Discussion
The Jumpstart Our Business Startups Act ("JOBS Act"), which became law in April 2012, made significant deregulations to the United States' securities law. One such deregulation essentially eliminated the outsider audit mandated by the Sarbanes–Oxley Act of 2002 ("SOX"). There are strong justifications for and arguments against the JOBS Act. However, one significant interest is
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THE ESSENTIAL ROLES OF AGENCY LAW.
... among firms, their managers, and third parties. Even ... the rules of agency affect business outcomes. (27) . A ... asset pool is the security that exists to "bond," or ... reduces information costs for creditors in ...
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Reconciling Fiduciary Duty and Social Conscience: The Law and Economics of ESG Investing by a Trustee.
..., over 1,900 asset managers have signed the PRI's ... Retirement Income Security Act of 1974 (ERISA) imposes a ... trust is unlikely to affect a firm's cost of capital, but ... financial information firms diverge sharply in ...
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Mail and wire fraud.
... avoidance of information that is crucial to the ... whether the bank's security is sufficiently reasonable. ... Skilling does not affect traditional fraud cases ... and Protecting Managers: Raising the Cost of Capital ...
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Workforce Innovation and Opportunity Act
...FOR FURTHER INFORMATION CONTACT: Adele Gagliardi, ... of WIOA that affect the core programs under title ...ESARS Employment Security Automated Reporting System. ... because local case managers have real-time participant ...
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PERCEPTIONS ABOUT ACCOUNTING EDUCATION RELATED TO OCCUPATIONAL FRAUD: REVIEW AND ANALYSIS.
... course could be affected, partly at a minimum, by that ... and Accounting Information Systems. Most accountants ... that the voice of managers was not heard enough ... earnings, and job security and satisfaction. Conversely, ...
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Corporate Stewardship.
... faces significant information costs and other barriers to ... that currently make managers responsible for their ... or because their job security or compensation depends on ... services and products affect the health and well-being of ...
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CORPORATE SHORT-TERMISM AND INTERTEMPORAL CHOICE.
... is the idea that managers myopically focus on ... not only adversely affects companies and long-term ... exist in informationally rich, liquid capital markets. ... investors purchase a security, they give the firm cash in ...
- Policing Charitable Organizations: Whose Responsibility Is It?
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CONTESTED VISIONS: THE VALUE OF SYSTEMS THEORY FOR CORPORATE LAW.
... Be Used to Hold Managers Accountable: The Problem of ..., and interact with and affect each other, that the machine ... the amount of information needed to make decisions ... Retirement Income Security Act (ERISA) in 1974, (210) ...
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Reforming FIFA from the Inside Out.
... to monitor the managers themselves, (20) although ..., Insurance and Data Security in hearings held over the ... to acquire the information necessary to make decisions. ... HOW SARBANES-OXLEY AFFECTS YOUR BUSINESS 99-105 (2007); ...
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Cost-benefit analysis of financial regulation: case studies and implications.
...-varying observables affect crisis frequency, as seems ... cost-related information in its analyses under the RFA ... of risk by bank managers (for the same reason); ... potential losses for security-based swap customers if a ...
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The cost of securities fraud.
... as sources of information." (166) There is no empirical .... Firms' managers recognize that employees read ... internal controls that affect the firm's overall control ..., or person, or the security is not based upon sound ...
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The law and economics of scaled equity market regulation.
... a great deal of information about its business and ... instance, that top managers at public companies warrant ...This should, in turn, affect firm pricing. Any given ... Section 404 of SarbanesOxley), with John L. Orcutt, The ... 16, Meeting of the Security & Exchange Commission's ...
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Unfulfilled expectations: an empirical analysis of why Sarbanes-Oxley whistleblowers rarely win.
... and substantive information about Sarbanes-Oxley cases in ...," that "tends to affect in any way the outcome of the ... the employee is a "security risk." (81) Of course, if ...("Corporate managers had better brace ...
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PRIVACY LAW'S FALSE PROMISE.
... personal information from third parties. (1) ... to corporate managers, the substantive and ..., and lawyers, are affecting privacy law. I attended ...Security. Risk. 2017"; the 2018 and ...
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Are South Dakota employees afraid to whistle their tune?: an argument for expanded whistleblower protections in South Dakota.
... certain types of information from retaliation. (70) In ... threatened the security of his job." (78) Boisjoly ... abilities directly affecting corporations, and may also ... actions against managers found to have retaliated." ...
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TOWARD RELATIVE CORPORATE GOVERNANCE REGIMES: RETHINKING CONCENTRATED OWNERSHIP STRUCTURE AROUND THE WORLD.
... of a small group of managers who seek to promote their own ... are defined by information asymmetries and conflicts of ... that every security issued on the stock exchange ... to a transaction that affects the stability of the ...
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Tax Internal Controls in an Era of Transparency and Disclosure: S0X404, ASC 740, and PCAOB may seem easily managed but pose significant risks if not closely monitored.
... certainty and security for those who make investment ... resources, information on how to implement and ... and how they may affect your current process or ..., tax director, tax managers). As tax process owners, we ...
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Commoditized Governance: The Curious Case of Investment Company Shared Series Trusts.
... the funds' portfolio managers were persons steeped in ... definition of senior security in ICA Section 18(f) ... a wholly new information-sharing obligation between ... requirements that affect the board's composition and ...
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Hedge fund regulation via Basel III.
... for the problems affecting many aspects of financial ... Investment Fund Managers Directive (AIFM Directive) ... stresses that information is systematically incomplete. ... for social security, pension, and employee ...
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In search of effective ethics & compliance programs.
... that a corporate information and reporting system, which ... behave ethically, 4) managers and employees are supported ...(182) Companies can affect compliance through myriad ... KUPCHIK, HOMEROOM SECURITY: SCHOOL DISCIPLINE IN AN AGE ...
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Just Do It! Specific Rulemaking on Materiality Guidance in Insider Trading
Insider trading has been in the news on a relatively constant basis in the new millennium. Raj Rajaratnam and associates, Mark Cuban, and Martha Stewart have been among the many subjects of legal actions involving insider trading since the Enron debacle in 2002.
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The corporate governance obsession.
... of directors, and managers. (9) And most policy efforts ... to the greater informational content of stock market ..., whose wealth is affected by both upward and downward ... procedure used by security analysts); id. [section] 806 ...
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The Supreme Court's antiretaliation principle.
... will report this information if the law protects them from ... decisions affecting federal employees or ... Retirement Income Security Act of 1974 expressly ... he had complained to managers that an assistant manager had ...