sarbanes-oxley act of 2002 affect information security managers
567 results for sarbanes-oxley act of 2002 affect information security managers
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Corporate Stewardship.
... faces significant information costs and other barriers to ... that currently make managers responsible for their ... or because their job security or compensation depends on ... services and products affect the health and well-being of ...
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The corporate governance obsession.
... of directors, and managers. (9) And most policy efforts ... to the greater informational content of stock market ..., whose wealth is affected by both upward and downward ... procedure used by security analysts); id. [section] 806 ...
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The Jumpstart Our Business Startups Act Takes the Bite Out of Sarbanes-Oxley: Adding Corporate Governance to the Discussion
The Jumpstart Our Business Startups Act ("JOBS Act"), which became law in April 2012, made significant deregulations to the United States' securities law. One such deregulation essentially eliminated the outsider audit mandated by the Sarbanes–Oxley Act of 2002 ("SOX"). There are strong justifications for and arguments against the JOBS Act. However, one significant interest is
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Corporate democracy from say on pay to say on politics.
... citizens with the information needed to hold corporations ...' holding corporate managers accountable for their ... to every equity security bought on a public exchange. ...-Frank Provisions Affecting Executive Pay, Harv. L. F. on ...
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Real Estate Causes Real Problems for Investors: Regulating Executive Liquidation of Stock Options as a Source of Real-Estate Financing
A majority of the compensation that executives receive each year is equity-based. Executives often use their equity-based compensation as a source of financing for luxury real estate, often by exercising stock options and selling the shares. This executive financing transaction can have a negative effect on the stock price of the company for years to come. This Note addresses equity-based...
..., nonpublic information. 71 The goal of the SEC ... information that could affect the future direction of the ... governing the security industry). . John D. ... Loans Leaves Some Managers Scratching Their Heads, CFO ...
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Cost-benefit analysis of financial regulation: case studies and implications.
...-varying observables affect crisis frequency, as seems ... cost-related information in its analyses under the RFA ... of risk by bank managers (for the same reason); ... potential losses for security-based swap customers if a ...
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Reforming FIFA from the Inside Out.
... to monitor the managers themselves, (20) although ..., Insurance and Data Security in hearings held over the ... to acquire the information necessary to make decisions. ... HOW SARBANES-OXLEY AFFECTS YOUR BUSINESS 99-105 (2007); ...
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The cost of securities fraud.
... as sources of information." (166) There is no empirical .... Firms' managers recognize that employees read ... internal controls that affect the firm's overall control ..., or person, or the security is not based upon sound ...
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The law and economics of scaled equity market regulation.
... a great deal of information about its business and ... instance, that top managers at public companies warrant ...This should, in turn, affect firm pricing. Any given ... Section 404 of SarbanesOxley), with John L. Orcutt, The ... 16, Meeting of the Security & Exchange Commission's ...
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Stockholder adoption of mandatory individual arbitration for stockholder disputes.
... who owned a security at a time when there was an ...Managers seeking short-term profits ... group most likely affected by the Opt-In Proposal, there ... necessary claim information as an economic matter"). . ...
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Unfulfilled expectations: an empirical analysis of why Sarbanes-Oxley whistleblowers rarely win.
... and substantive information about Sarbanes-Oxley cases in ...," that "tends to affect in any way the outcome of the ... the employee is a "security risk." (81) Of course, if ...("Corporate managers had better brace ...
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Debt Limits' End
Debt is a major tool funding American local governments. Local governments are, however, severely constrained in their ability to rely on this vital tool. For over a century now, state constitutions and statutes have strictly curbed local governments' power to issue debt. The effectiveness of these legal restrictions has often been questioned, but the rationale for their existence has not been...
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Benchmark Regulation
Benchmarks are metrics that are deeply embedded in the financial markets. They are essential to the efficient functioning of the markets and are used in a wide variety of ways—from pricing oil to setting interest rates for consumer lending to valuing complex financial instruments. In recent years, benchmarks have also been at the epicenter of numerous, multi-year market manipulation scandals. Oil
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Are South Dakota employees afraid to whistle their tune?: an argument for expanded whistleblower protections in South Dakota.
... certain types of information from retaliation. (70) In ... threatened the security of his job." (78) Boisjoly ... abilities directly affecting corporations, and may also ... actions against managers found to have retaliated." ...
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Introduction to the Symposium: The Role of a Corporate Lawyer
... corporate information either to officers or ... of interests for security analysts. 14 . Responding to ..., employees and managers, suppliers, customers, and ... varied interests are affected by a business client, lawyers ...
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Tax Internal Controls in an Era of Transparency and Disclosure: S0X404, ASC 740, and PCAOB may seem easily managed but pose significant risks if not closely monitored.
... certainty and security for those who make investment ... resources, information on how to implement and ... and how they may affect your current process or ..., tax director, tax managers). As tax process owners, we ...
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Commoditized Governance: The Curious Case of Investment Company Shared Series Trusts.
... the funds' portfolio managers were persons steeped in ... definition of senior security in ICA Section 18(f) ... a wholly new information-sharing obligation between ... requirements that affect the board's composition and ...
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In search of effective ethics & compliance programs.
... that a corporate information and reporting system, which ... behave ethically, 4) managers and employees are supported ...(182) Companies can affect compliance through myriad ... KUPCHIK, HOMEROOM SECURITY: SCHOOL DISCIPLINE IN AN AGE ...
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Just Do It! Specific Rulemaking on Materiality Guidance in Insider Trading
Insider trading has been in the news on a relatively constant basis in the new millennium. Raj Rajaratnam and associates, Mark Cuban, and Martha Stewart have been among the many subjects of legal actions involving insider trading since the Enron debacle in 2002.
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Securities fraud.
... purchase or sell a security. (279) . A. Intent-Based ... of insider information. (288) "[A]n investor who has ... did not affect the purchaser's actions. ... paid to help money managers and investors understand a ...
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Ending executive manipulations of incentive compensation.
...Manipulation of Information Release III. CURRENT STATE OF ... of interests between managers and shareholders. (15) It may ..., and underlying security on which options are granted, ... grant significantly affects the price of the company's ...
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Corrupting the harm requirement in white collar crime.
... people potentially affected, however indirectly. (11) ... to believe the information would lead a reasonable ...(159) Portfolio managers are usually paid a small ... connection with any security"--using language ...
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THE CORPORATE GOVERNANCE OF NATIONAL SECURITY.
...--including Freedom of Information Act (FOIA) requests, archival ... of corporate law is to make managers accountable to shareholders. (1) So ... securities filings by the affected companies give very few details. ...
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Securities fraud.
... purchase or sell a security. (288) . A. Intent-Based ... of insider information. (297) "[A]n investor who has ... did not affect the purchaser's actions. ... paid to help money managers and investors understand a ...
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Mandatory disclosure and individual investors: evidence from the JOBS Act.
... access to information that puts them on a more ... law actually affects individual investor ... to buy (or sell) a security at a given price, a ... when the company's managers and financial advisors ...