NATIXIS Structured Products Limited

18 results for NATIXIS Structured Products Limited

  • vLex Rating
  • 817 F.3d 56 (2nd Cir. 2016), 15-2229, Rinehart v. Lehman Brothers Holdings Inc.

    ... RONALD PROFILI, SHEA-EDWARDS LIMITED PARTNERSHIP, FRED TELLING, GRACE ... FINANCIAL MARKETS, LLC, NATIXIS BLEICHROEDER INCORPORATED, SANTANDER ... GREENWICH CAPITAL FINANCIAL PRODUCTS, INC., now known as RBS Financial ... XS TRUST SERIES 2006-2N, STRUCTURED ADJUSTABLE RATE MORTGAGE LOAN TRUST ...

  • REMEMBERING FINANCIAL CRISES: THE RISK IMPLICATIONS OF THE RISE OF INSTITUTIONAL INVESTORS IN PROJECT FINANCE.

    ... single-asset projects on limited recourse or nonrecourse terms. (25) ... rates than similarly structured corporate or sovereign bonds. (78) ... functionally similar products complicates regulatory efforts to ... note 61 (describing the Natixis-Ageas loan purchase arrangement). . ...

  • Turquoise Hill Announces Financial Results and Review of Operations for 2015.

    ..., National Australia Bank, Natixis, HSBC, The Bank of Tokyo-Mitsubishi ... five years and is then structured on a stepped amortization schedule ... Tinto International Holdings Limited (RTIH) (Cash Management Services ... result of selling these by-products. Turquoise Hill's principal metal ...

  • From Block Lords to Blockchain: How Securities Dealers Make Markets.

    ... institutional investors were limited almost exclusively to trading costs, ... vetting of participants and products and monitoring of trading activity, ... match trades in "bonds, structured finance products, emission ... Bradesco, Itau Unibanco, Natixis, Barclays, UBS and Wells Fargo." ...

  • PIMCO Announces 2019 Managing Directors.

    ... real estate debt and equity products in public and private markets. Prior ..., he spent eight years at Natixis Capital Markets in New York, most ... trading group focused on structured products. He has 18 years of ...

  • Company Watch - Boeing.

    ... combined with ECA loan, with Natixis as arranger of the French lease ...Aircastle Limited reported fourth quarter 2011 net ... in June 2012 and is structured to hedge approximately 75% of the ... President Alcoa Engineered Products and Solutions and leader of AlcoaOs ...

  • Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

    ... of which was likewise limited, and a fixed rate of interest or ..., the Commission has re-structured the rule by adding new paragraph ... case of structured finance products, the quality of the underlying ... Financial Markets, Inc.; and Natixis Derivatives Inc. Natixis ...

  • Corporate and Financial Weekly Digest - June 11, 2010

    ... December 10 and will be limited to stocks in the S&P 500® Index, ... swaps with Ambac Credit Products that were guaranteed by AAC. Under ... Agricole, Deutsche Bank, Natixis, Rabobank Nederland, RBS, Société ... securities and other structured finance transactions. The policies ...

  • Corporate and Financial Weekly Digest - June 11, 2010 (Blog)

    ... December 10 and will be limited to stocks in the S&P 500® Index, ... swaps with Ambac Credit Products that were guaranteed by AAC. Under ... Agricole, Deutsche Bank, Natixis, Rabobank Nederland, RBS, Société ... securities and other structured finance transactions. The policies ...

  • Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201

    ... the Trust, as defined and limited by the terms of the Trust's ``Trust ... cable, wire and electrical products for both the electrical and building ... OTC contracts can also be structured similarly to exchange contracts such ..., Metdist Trading Ltd, Natixis Commodity Markets Limited, Newedge ...

  • Orrick's Financial Industry Week in Review

    New York's Highest Court Will Review First Department Decision on RMBS Putback Statute of Limitations - On June 27, the Court of Appeals for the State of New York agreed to review the First Department's December 2013 decision in ACE v. DB Structured Products. In that decision, the First Department held that the Trustee's putback claims were untimely and that the...

    ...DB Structured Products .  In that decision , the ... Repuchase Lawsuit Against Natixis Real Estate Holdings . . ... the New York Supreme Court limited the scope of monoline insurer ...

  • Business Litigation Report - April 2017

    Renegotiation of, or Withdrawal from, NAFTA: Context and Possible Consequences - (“NAFTA”) is a trade agreement signed by Canada, Mexico, and the United States that came into force on January 1, 1994. Its goal was to eliminate barriers to trade and investment, creating one of the largest free trade zones. Since NAFTA came into effect, trade among the NAFTA countries has more than...

  • SEC’s Director of Investment Management Division Talks Securities Law Developments

    Good Morning. Thank you Susan [Olson], and thank you all for the opportunity to come back and update you on the Division’s work.[1] I recently came across a September Compliance Minute Podcast, titled: Where Have you Gone, Dalia Blass?[2] In the podcast, Mr. Todd Cipperman wanted an update on initiatives that I had announced last...

    ...At the same time, even new products need established protections, ... Structured as a closed-end interval fund, the ... provides an exception for limited derivatives users and an alternative .../rules/ic/2019/ic-33683.pdf ; Natixis ETF Trust II, et al., Investment ...

  • Corporate and Financial Weekly Digest - June 11, 2010

    In This Issue: *SEC/CORPORATE ..SEC Issues New Compliance and Disclosure Interpretations *BROKER DEALER ..SEC Approves New Stock-by-Stock Circuit Breakers Rules *CFTC ..CFTC Proposes Rules Requiring Equal Access to Co-Location Services *LITIGATION ..Receipt of Stock Options Insufficient to Show Continuation of Alleged Conspiracy ..Second Circuit...

  • 2018 Year in Review: Select SEC and FINRA Developments and Enforcement Cases

    The Morgan Lewis Year in Review highlights key US Securities and Exchange Commission (the SEC or the Commission) and Financial Industry Regulatory Authority (FINRA) enforcement developments and cases regarding broker-dealers, investment advisers, and investment companies. THE SEC - For a time in 2018, the Commission actually was fully staffed, with all five seats filled; but as we go to press

  • 2018 Proposed ETF Rulemaking – Summary and Analysis

    Ropes & Gray has compiled the attached brochure that summarizes and analyzes the SEC’s recent rule proposal relating to the organization and operation of ETFs. The SEC’s proposal seeks to create a consistent, transparent, and efficient regulatory framework for ETFs and to facilitate greater competition and innovation among ETFs. If adopted as proposed, the proposed rule would significantly...

  • 2019 Final ETF Rule

    On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted Rule 6c-11 (the “Rule”) under the Investment Company Act of 1940, as amended (“1940 Act”), which permits exchange-traded funds (“ETFs”) that satisfy certain conditions to organize and operate without the expense and delay of obtaining an exemptive order from the SEC. The Rule...

  • Healthcare Fraud & Abuse Review 2017

    A LOOK BACK... A LOOK AHEAD - While the uncertainty associated with legislative efforts to repeal the Patient Protection and Affordable Care Act (PPACA) dominated most of the headlines for the healthcare industry last year, it was mostly business as usual for the government’s healthcare fraud enforcement efforts. Civil fraud recoveries by the U.S. Department of Justice (DOJ) remained steady...