NATIXIS Structured Products Limited

21 results for NATIXIS Structured Products Limited

  • vLex Rating
  • In re Lehman Brothers Holdings Inc., 081120 FED2, 18-1079

    ... Bank in Liechtenstein Ltd., The Liverpool Limited Partnership, Magnetar Constellation Fund II Ltd, ... Limited, Mulberry Street CDO, Ltd., Natixis Financial Products LLC, PCA Life Assurance Co. ... Street International Ireland Limited, Structured Credit Opportunities Fund II, L.P., Susquehanna ...

  • 817 F.3d 56 (2nd Cir. 2016), 15-2229, Rinehart v. Lehman Brothers Holdings Inc.

    ... PEREZ, RONALD PROFILI, SHEA-EDWARDS LIMITED PARTNERSHIP, FRED TELLING, GRACE WANG, ZAHNISER ... LLC, MELLON FINANCIAL MARKETS, LLC, NATIXIS BLEICHROEDER INCORPORATED, SANTANDER INVESTMENT ... INC., GREENWICH CAPITAL FINANCIAL PRODUCTS, INC., now known as RBS Financial Products Inc., ...-16N, LEHMAN XS TRUST SERIES 2006-2N, STRUCTURED ADJUSTABLE RATE MORTGAGE LOAN TRUST 2006-10, ...

  • REMEMBERING FINANCIAL CRISES: THE RISK IMPLICATIONS OF THE RISE OF INSTITUTIONAL INVESTORS IN PROJECT FINANCE.

    ... bonds often fund single-asset projects on limited recourse or nonrecourse terms. (25) There are ... returns at higher rates than similarly structured corporate or sovereign bonds. (78) But research ... that provide functionally similar products complicates regulatory efforts to monitor and ... See Bowman, supra note 61 (describing the Natixis-Ageas loan purchase arrangement). . (71.) Id.; ...

  • Turquoise Hill Announces Financial Results and Review of Operations for 2015.

    ... Intesa Sanpaolo, National Australia Bank, Natixis, HSBC, The Bank of Tokyo-Mitsubishi UJF, KfW ... for the first five years and is then structured on a stepped amortization schedule for the ...and Rio Tinto International Holdings Limited (RTIH) (Cash Management Services Agreement). The ... reduced as a result of selling these by-products. Turquoise Hill's principal metal product is ...

  • From Block Lords to Blockchain: How Securities Dealers Make Markets.

    ... retail and institutional investors were limited almost exclusively to trading costs, (18) perhaps ... allowed vetting of participants and products and monitoring of trading activity, as well as ... or MTFs that match trades in "bonds, structured finance products, emission allowances or ...ING, Banco Bradesco, Itau Unibanco, Natixis, Barclays, UBS and Wells Fargo." Some of the ...

  • PIMCO Announces 2019 Managing Directors.

    ... residential real estate debt and equity products in public and private markets. Prior to joining IMCO in 2009, he spent eight years at Natixis Capital Markets in New York, most recently as a ... proprietary trading group focused on structured products. He has 18 years of investment and ...

  • Company Watch - Boeing.

    ... structure combined with ECA loan, with Natixis as arranger of the French lease structure and ECA ...Aircastle Limited reported fourth quarter 2011 net income of $35.6 ... arrangement in June 2012 and is structured to hedge approximately 75% of the expected debt ..., Group President Alcoa Engineered Products and Solutions and leader of AlcoaOs aerospace ...

  • Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

    ..., the maturity of which was likewise limited, and a fixed rate of interest or been sold at a ...First, the Commission has re-structured the rule by adding new paragraph (c)(2)(vi)(I) to ... (e.g., in the case of structured finance products, the quality of the underlying assets). The ... Lynch Financial Markets, Inc.; and Natixis Derivatives Inc. Natixis Derivatives, Inc. filed ...

  • Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201

    ... to administer the Trust, as defined and limited by the terms of the Trust's ``Trust Agreement''. ... production of cable, wire and electrical products for both the electrical and building industries. ... size).\21\ OTC contracts can also be structured similarly to exchange contracts such that they ... Financial Limited, Metdist Trading Ltd, Natixis Commodity Markets Limited, Newedge Group (U.K. ...

  • Orrick's Financial Industry Week in Review

    New York's Highest Court Will Review First Department Decision on RMBS Putback Statute of Limitations - On June 27, the Court of Appeals for the State of New York agreed to review the First Department's December 2013 decision in ACE v. DB Structured Products. In that decision, the First Department held that the Trustee's putback claims were untimely and that the...

    ...DB Structured Products .  In that decision , the First ... Trust Files Repuchase Lawsuit Against Natixis Real Estate Holdings . . On July 8, ... Kornreich of the New York Supreme Court limited the scope of monoline insurer Assured Guarantee ...

  • Business Litigation Report - April 2017

    Renegotiation of, or Withdrawal from, NAFTA: Context and Possible Consequences - (“NAFTA”) is a trade agreement signed by Canada, Mexico, and the United States that came into force on January 1, 1994. Its goal was to eliminate barriers to trade and investment, creating one of the largest free trade zones. Since NAFTA came into effect, trade among the NAFTA countries has more than...

  • SEC’s Director of Investment Management Division Talks Securities Law Developments

    Good Morning. Thank you Susan [Olson], and thank you all for the opportunity to come back and update you on the Division’s work.[1] I recently came across a September Compliance Minute Podcast, titled: Where Have you Gone, Dalia Blass?[2] In the podcast, Mr. Todd Cipperman wanted an update on initiatives that I had announced last...

    ...At the same time, even new products need established protections, particularly when ... Structured as a closed-end interval fund, the fund will not ...The proposal provides an exception for limited derivatives users and an alternative leverage ...//www.sec.gov/rules/ic/2019/ic-33683.pdf ; Natixis ETF Trust II, et al., Investment Company Act ...

  • Corporate and Financial Weekly Digest - June 11, 2010

    ... pilot basis until December 10 and will be limited to stocks in the S&P 500® Index, but SEC ... credit default swaps with Ambac Credit Products that were guaranteed by AAC. Under the settlement ..., Credit Agricole, Deutsche Bank, Natixis, Rabobank Nederland, RBS, Société Generale, and ... mortgage-backed securities and other structured finance transactions. The policies in the ...

  • Corporate and Financial Weekly Digest - June 11, 2010 (Blog)

    ... pilot basis until December 10 and will be limited to stocks in the S&P 500® Index, but SEC ... credit default swaps with Ambac Credit Products that were guaranteed by AAC. Under the settlement ..., Credit Agricole, Deutsche Bank, Natixis, Rabobank Nederland, RBS, Société Generale, and ... mortgage-backed securities and other structured finance transactions. The policies in the ...

  • Corporate and Financial Weekly Digest - June 11, 2010

    In This Issue: *SEC/CORPORATE ..SEC Issues New Compliance and Disclosure Interpretations *BROKER DEALER ..SEC Approves New Stock-by-Stock Circuit Breakers Rules *CFTC ..CFTC Proposes Rules Requiring Equal Access to Co-Location Services *LITIGATION ..Receipt of Stock Options Insufficient to Show Continuation of Alleged Conspiracy ..Second Circuit...

  • 2018 Year in Review: Select SEC and FINRA Developments and Enforcement Cases

    The Morgan Lewis Year in Review highlights key US Securities and Exchange Commission (the SEC or the Commission) and Financial Industry Regulatory Authority (FINRA) enforcement developments and cases regarding broker-dealers, investment advisers, and investment companies. THE SEC - For a time in 2018, the Commission actually was fully staffed, with all five seats filled; but as we go to press

  • 2018 Proposed ETF Rulemaking – Summary and Analysis

    Ropes & Gray has compiled the attached brochure that summarizes and analyzes the SEC’s recent rule proposal relating to the organization and operation of ETFs. The SEC’s proposal seeks to create a consistent, transparent, and efficient regulatory framework for ETFs and to facilitate greater competition and innovation among ETFs. If adopted as proposed, the proposed rule would significantly...

  • 2019 Final ETF Rule

    On September 26, 2019, the Securities and Exchange Commission (“SEC”) announced that it had unanimously adopted Rule 6c-11 (the “Rule”) under the Investment Company Act of 1940, as amended (“1940 Act”), which permits exchange-traded funds (“ETFs”) that satisfy certain conditions to organize and operate without the expense and delay of obtaining an exemptive order from the SEC. The Rule...

  • SEC Chair Delivers Testimony on Oversight to U.S. Senate Banking, Housing, and Urban Affairs Committee

    Chairman Crapo, Ranking Member Brown and Senators of the Committee, thank you for the opportunity to testify before you today about the work of the U.S. Securities and Exchange Commission (SEC or Commission or agency).[1]  I am honored to discuss the great work of the women and men of the SEC over the past year...

    ...products.  Said simply—from discount brokerage, to ... proposal would be subject to a limited, company-specific time out under the proposed ... is examining whether appropriately structured funds can facilitate Main Street investor access ...//www.sec.gov/rules/ic/2019/ic-33685.pdf ; Natixis ETF Trust II, et al., Investment Company Act ...

  • Year in Review: Select SEC and FINRA Developments and Enforcement Cases

    The Morgan Lewis Year in Review highlights key US Securities and Exchange Commission (the SEC or the Commission) and Financial Industry Regulatory Authority (FINRA) enforcement and examination developments, and cases regarding broker-dealers, investment advisers, and investment companies. Please see full Publication for more information.

  • Healthcare Fraud & Abuse Review 2017

    A LOOK BACK... A LOOK AHEAD - While the uncertainty associated with legislative efforts to repeal the Patient Protection and Affordable Care Act (PPACA) dominated most of the headlines for the healthcare industry last year, it was mostly business as usual for the government’s healthcare fraud enforcement efforts. Civil fraud recoveries by the U.S. Department of Justice (DOJ) remained steady...