FSA Global Funding Limited

265 results for FSA Global Funding Limited

  • vLex Rating
  • Key Regulatory Topics: Weekly Update - 30 June 2017 – 6 July 2017

    CAPITAL MARKETS AND MARKET INFRASTRUCTURE - See Recovery and Resolution section for an update on CCP recovery and resolution. FCA makes available draft forms for benchmark administrators - On 6 July, as part of their consultation on Handbook changes to reflect application of Benchmarks Regulation, the FCA has made available the following draft versions of forms...

    ... investors and mitigate systemic risk in global financial markets. The deadline for comments for ... on reporting of credit institutions' funding plans by NCAs to ECB under SSM . . On 30 ...There continues to be limited evidence of a broad reduction in market liquidity ...

  • Derivatives Legislation Update: House Passes Bill; Senate Bill a Work in Progress

    With the arrival of the new year, derivatives market participants around the globe are taking stock of a tumultuous 2009 and asking what new regulatory changes could occur in this year to address the perceived deficiencies that led to the collapse of financial markets in 2008. Participants in the over-the-counter (OTC) derivatives markets are hopeful that with the adoption of new legislation,...

  • 2019: The Year Ahead For Employers

    Labor and employment law saw a flurry of activity in 2018 as the Trump Administration’s deregulation and pro-business policies took effect across the country. State and local governments responded in a variety of ways to national policy, and the midterm elections painted a picture of what’s in store for employers in 2019 and beyond.

  • Time norms in the workplace: their exclusionary effect and potential for change.

    ...(3) The limited options of fulltime employment or poorly rewarded ...Globalization and efficiency pressures are also driving ...The active participation in and funding of these research projects by companies ...

  • Dodd-Frank at 4: Where do we go from here?

    Where do we go from here? As we mark another milestone in regulatory reform with the fourth anniversary of the enactment of the Dodd-Frank Act, it strikes us that although most studies required to be undertaken by the Act have been released and final rules have been promulgated addressing many of the most important regulatory measures, we are still living with a great deal of regulatory...

  • Dodd-Frank Implementation: Navigating the Road Ahead

    Table of Contents: Introduction; Financial Stability Reform; Resolution Planning; Agencies and Agency Oversight Reform; Securitization Reform; Derivatives Regulation; Investor Protection Reform; Credit Rating Agency Reform; Volcker Rule; Compensation, Corporate Governance, and Disclosure; Capital Requirements; Foreign Bank Regulation; Consumer Protection Reform; Mortgage...

  • FCPA Digest - January 2015

    In this issue: - Recent Trends and Patterns in FCPA Enforcement - Foreign Bribery Criminal Prosecution Under the FCPA - Foreign Bribery Civil Actions Instituted by the Department of Justice under the FCPA - SEC Actions Relating to Foreign Bribery - Department of Justice FCPA...

  • Shearman & Sterling’s Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act (FCPA)/FCPA Digest - January 2017

    Shearman & Sterling’s bi-annual Trends & Patterns in FCPA Enforcement report provides insightful analysis of recent enforcement trends and patterns in the US, the UK and elsewhere, as well as helpful guidance on emerging best practices in FCPA and global anti-corruption compliance programs. Please see full Digest below for more information.

  • FCPA Digest 2019 – Recent Trends and Patterns in the Enforcement of the Foreign Corrupt Practices Act

    The January 2019 FCPA Digest is an invaluable compendium of all FCPA-related developments in 2018, including US foreign bribery proceedings and criminal prosecutions, DOJ foreign bribery civil actions, SEC actions, DOJ opinion releases, ongoing FCPA investigations, pre-FCPA prosecutions, and parallel litigation related to the FCPA. Please see full Newsletter below for more information.

  • January 2014 FCPA Digest

    In this issue: - Recent Trends and Patterns in FCPA Enforcement - Foreign Bribery Criminal Prosecution under the FCPA - Foreign Bribery Civil Actions Instituted by the Department of Justice under the FCPA - SEC Actions Relating to Foreign Bribery - Department of Justice FCPA Opinion...

  • FCPA Digest - January 2018

    Shearman & Sterling’s bi-annual Trends & Patterns in FCPA Enforcement report provides insightful analysis of recent enforcement trends and patterns in the US, the UK and elsewhere, as well as helpful guidance on emerging best practices in FCPA and global anti-corruption compliance programs. Please see full Newsletter below for more information.

  • FCPA Digest - January 2016

    The FCPA Digest provides and an invaluable compendium of all Foreign Corrupt Practices Act (FCPA) enforcement actions and private actions including US foreign bribery proceedings including criminal prosecutions, DOJ foreign bribery civil actions, SEC actions, DOJ opinion releases, ongoing FCPA investigations, pre-FCPA prosecutions, and parallel litigation related to the FCPA.

  • ACA Countdown to Compliance - 52 Week Series For Employers

    In this volume, we have collected the 52 weekly blog posts that comprise the series entitled, The Affordable Care Act—Countdown to Compliance for Employers. The series appeared in the Mintz Levin Employment Matters Blog during 2014. Each of the posts addressed compliance issues affecting employers with a particular, though not exclusive focus on that law’s employer shared responsibility (a/k/a “pa