undertaking letter sample

1930 results for undertaking letter sample

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  • Crowdfunding

    The Securities and Exchange Commission is adopting new Regulation under the Securities Act of 1933 and the Securities Exchange Act of 1934 to implement the requirements of Title III of the Jumpstart Our Business Startups Act. Regulation prescribes rules governing the offer and sale of securities under new Section 4(a)(6) of the Securities Act of 1933. Regulation also provides a framework for...

    ... III of the JOBS Act.\14\ We received over 485 comment letters on the Proposing Release, including from professional and trade ... with what the Commission adopted for issuers undertaking Tier 1 offerings under Regulation A.\371\ We believe the benefits ...(suggesting the Commission provide prototypes of Form C and sample disclosures); RocketHub (seeking a simple, standardized general ...

  • Regulation Systems Compliance and Integrity

    The Securities and Exchange Commission (``Commission'') is adopting new (``Regulation SCI'') under the Securities Exchange Act of 1934 (``Exchange Act'') and conforming amendments to Regulation ATS under the Exchange Act. Regulation SCI will apply to certain self-regulatory organizations (including registered clearing agencies), alternative trading systems (``ATSs''), plan processors, and exempt

    ... portions of the SCI Proposal, and references in comment letters, this Release will continue to use the terms ARP, ARP Inspection ... determine, for example, the duration of the testing, the sample size of transactions tested, the scenarios tested, and the scope ... and its representatives by submitting a written undertaking, in a form acceptable to the Commission, by such service bureau ...

  • Pay Ratio Disclosure

    We are adopting amendments to Item 402 of Regulation S-K to implement Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 953(b) directs the Commission to amend Item 402 of Regulation S-K to require disclosure of the median of the annual total compensation of all employees of a registrant (excluding the chief executive officer), the annual total compensation...

    ...General. b. Compliance Cost Estimates in Comment Letters. i. Center on Executive Compensation Survey. ii. Chamber ... pay ratio disclosure for investors to utilize when undertaking their say-on-pay votes. ... compensation measure applied to each employee in the sample, the registrant would calculate that employee's annual total ...

  • Asset-Backed Securities Disclosure and Registration

    We are adopting significant revisions to Regulation AB and other rules governing the offering process, disclosure, and reporting for asset-backed securities (``ABS''). The final rules require that, with some exceptions, prospectuses for public offerings under the Securities Act of 1933 (``Securities Act'') and ongoing reports under the Securities Exchange Act of 1934 (``Exchange Act'') of asset-ba

    ... A. Background. B. Summary of Comment Letters on the PRA Analysis. C. Revisions to Proposals. D. PRA ... the likelihood of isolating a unique mortgage in a sample pool of mortgage loans by considering different levels and ..., however, removing Item 512(l) of Regulation S-K, the undertaking previously required for providing static pool information on a ...

  • Occupational Exposure to Respirable Crystalline Silica

    The Occupational Safety and Health Administration (OSHA) is amending its existing standards for . OSHA has determined that employees exposed to respirable crystalline silica at the previous permissible exposure limits face a significant risk of material impairment to their health. The evidence in the record for this rulemaking indicates that workers exposed to respirable crystalline silica are at

    ... greater than 50 mug/m3 as determined by a full-shift sample for up to a 10-hour workday over a 40-hour workweek. The document ...131). Additionally, as Steenland noted in a letter review (2005a, Document ID 1313), the cumulative exposures of ... that the permitting process itself could be a major undertaking, made worse by difficult compliance deadlines. Given that the ...

  • Disclosure of Payments by Resource Extraction Issuers

    We are adopting Rule 13q-1 and an amendment to Form SD to implement Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to the . Rule 13q-1 was initially adopted by the Commission on August 22, 2012, but it was subsequently vacated by the U.S. District Court for the District of Columbia. Section 1504 of the Dodd-Frank Act added Section 13(q) to the Securities...

    ...Page 49362. letters (including one form letter submitted 308 times and a petition ... statements and related reports of certain types of undertakings (``EU Accounting Directive''); and Directive 2013/50/EU of the ... \578\ The studies use different events, sample selection criteria, and measures of expected return. Healy and ...

  • Medicare Program; Revisions to Payment Policies Under the Physician Fee Schedule and Other Revisions to Part B for CY 2017; Medicare Advantage Bid Pricing Data Release; Medicare Advantage and Part D Medical Loss Ratio Data Release; Medicare Advantage Provider Network Requirements; Expansion of Medicare Diabetes Prevention Program Model; Medicare Shared Savings Program Requirements

    This major final rule addresses changes to the physician fee schedule and other Medicare Part B payment policies, such as changes to the Value Modifier, to ensure that our payment systems are updated to reflect changes in medical practice and the relative value of services, as well as changes in the statute. This final rule also includes changes related to the Medicare Shared Savings Program,...

    ... commenter stated that a single invoice was not an adequate sample to use as a pricing input for many types of endoscopic equipment. ... invoices were not mentioned in the text of the commenter's letter. We request that invoices submitted for pricing updates should ... Response: We are undertaking the MDPP model expansion in a manner consistent with the ...

  • Universal Proxy

    We are proposing amendments to the federal proxy rules to require the use of universal proxies in all non-exempt solicitations in connection with contested elections of directors other than those involving registered investment companies and business development companies. Our proposal would require the use of universal proxies that include the names of both registrant and dissident nominees and...

    ... of numerous rule proposals, staff reports and comment letters over the years.\16\ In the 1990s, the Commission conducted an ...\ See, e.g., S&C April Report, at A-1 to A-8 (including a sample form of proxy access bylaw that reflects recent developments in ... on the registrant's universal proxy card without undertaking meaningful solicitation efforts. We also believe the threshold we ...

  • The uneasy case for favoring long-term shareholders.

    ...(195) Another study of firms undertaking SEOs between 1980 and 1999 found that these firms dramatically ...ACCT. & ECON. (SUPP. 1) 1, 3 (2013) ("The CFOs in our sample estimate that, in any given period, roughly 20% of firms manage .... (126.) Letter from Warren Buffet, Chairman of the Bd., to Shareholders of ...

  • Credit Risk Retention

    The OCC, Board, FDIC, Commission, FHFA, and HUD (the agencies) are adopting a joint final rule (the rule, or the final rule) to implement the requirements of section 15G of the Securities Exchange Act of 1934, as added by section 941 of the Dodd- Frank Wall Street Reform and Consumer Protection Act (the Act or Dodd- Frank Act). Section 15G generally requires the securitizer of asset- backed...

    ... 3. Representative Sample. 4. Asset-Backed Commercial Paper Conduits. 5. Commercial ..., or groups, including nearly 150 unique comment letters. The agencies received comments and observations on many aspects ... a commitment with a participating jurisdiction and is undertaking a project pursuant to HUD's HOME Investment Partnership Program, ...

  • The private order of innovation networks.

    ... scopes explain diversity, but a survey of a larger sample of contracts casts initial doubt on that explanation because ...The goal in undertaking these analyses is not to conclusively test specific propositions ...from STANADYNE," the original letter of intent attached to the agreement includes fuel injection pumps ...

  • The Fourth Amendment as administrative governance.

    ... that enables law enforcement to use an individual's DNA sample to identify that individual's relatives as potential suspects in ...The administrative actors undertaking collection will be closest to those fast-changing facts on the ...at 955-56 (Sotomayor, J., concurring). . (82.) See, e.g., Letter from John Gaw, Sergeant, L.A. Cty. Sheriff's Dep't, to Jennifer ...

  • Accreditation of Third-Party Certification Bodies To Conduct Food Safety Audits and To Issue Certifications

    The Food and Drug Administration (FDA or we) is adopting regulations to provide for accreditation of third-party certification bodies to conduct food safety audits of foreign food entities, including registered foreign food facilities, and to issue food and facility certifications, under the FDA Food Safety Modernization Act (FSMA). These certifications will be required for participation in the...

    ..., capacity, and impartiality necessary to meet the letter and spirit of the law and this regulation. By becoming an ... adequate confidence in the results of an analysis of the sample. The comments encourage us to abandon the phrase ``statistically ..., we are aware of the size and importance of this undertaking and are diligently pursuing an effective system. We appreciate ...

  • Dodd-Frank: accretion of power, illusion of reform.

    ...As Representative Hensarling revealed in a letter to CFPB director Cordray in 2014, even a "nine-month, bipartisan ...The panel shall be a random sample of consumer credit files obtain[ed] from a national database of ... codifying what would constitute a QRM, a daunting undertaking for the six agencies (hereafter "the agencies") charged with that ...

  • Big Data and Pharmacovigilance: Using Health Information Exchanges to Revolutionize Drug Safety

    Data on individual patients collected through state and federal health information exchanges has the potential to usher in a new era of drug regulation. These exchanges, produced by recent health care reform legislation, will amass an unprecedented amount of clinical information on drug usage, demographic variables, and patient outcomes. This information could aid the Food and Drug Administration

  • Carbon Pollution Emission Guidelines for Existing Stationary Sources: Electric Utility Generating Units

    In this action, the Environmental Protection Agency (EPA) is establishing final emission guidelines for states to follow in developing plans to reduce greenhouse gas (GHG) emissions from existing fossil fuel-fired electric generating units (EGUs). Specifically, the EPA is establishing: Carbon dioxide (CO<INF>2</INF>) emission performance rates representing the best system of emission...

    ..., and policies states and utilities have already been undertaking that are resulting in CO2 emission reductions. The second ...Both FERC's May 15, 2015 letter and the comment record, as well as other information sources, ...Moreover, it may be sufficient to ``generalize from a sample of one when one is the only available sample, or when that one is ...

  • Interstate Land Sales Registration Program (Regulations J, K, and L)

    Title X of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) transferred rulemaking authority for a number of consumer financial protection laws from seven Federal agencies to the Bureau of Consumer Financial Protection (Bureau) as of July 21, 2011. The Bureau is in the process of republishing the regulations implementing those laws with technical and conforming...

    ... 1710.15(b)(5)(i). III. Sample Lot Information Statement and Sample Receipt Sec. ... In undertaking the process of recodifying Regulations J, K, and L, as well as ...1010.17 Advisory opinion. 1010.18 No action letter. 1010.19 Reserved. 1010.20 Requirements for registering a ...

  • If you request copyright permissions on a regular basis, consider creating a standard permissions form: developing your own permissions letter will ensure completeness in your requests.

    .... Checklist for Your Standard Permissions Letter . Figure 1 is one sample for you to review. By undertaking an Internet search, you will come across a variety of sample ...

  • The Northeast Ohio Coalition for Homeless v. Husted, 080116 FED6, 14-4083

    ... case-related letter to this court. . .          Defendants. ... than a sample of counties. . .          Defendants. ... Hunter, Chief Judge Dlott, after undertaking an. extensive analysis of the proper attorney rates in the. ...

  • Child Care and Development Fund (CCDF) Program

    This final rule makes regulatory changes to the Child Care and Development Fund (CCDF) based on the Child Care and Development Block Grant Act of 2014. These changes strengthen requirements to protect the health and safety of children in child care; help parents make informed consumer choices and access information to support child development; provide equal access to stable, high-quality child...

    ..., parents, individual members of the public, and a joint letter by two members of the U.S. Congress. We were pleased to receive ... in the federal TA system that can assist with undertaking a key indicator or statistical/risk-based approach;. Conduct ... at the response rate, it is necessary to implement strong sample designs and conduct analyses of potential response bias to ensure ...

  • Electric Power Generation, Transmission, and Distribution; Electrical Protective Equipment

    OSHA last issued rules for the construction of transmission and distribution installations in 1972. Those provisions are now out of date and inconsistent with the more recently promulgated general industry standard covering the operation and maintenance of electric power generation, transmission, and distribution lines and equipment. OSHA is revising the construction standard to make it more...

    ...Such tests are performed only on equipment samples that are to be discarded. Paragraph (a)(2)(iv), which is ... maintenance and has provided clarification in numerous letters of interpretation, including the Agency's Memorandum for Regional ... rulemaking participants noted that IEEE and NFPA are undertaking a joint research effort to address issues related to methods of ...

  • Nationally Recognized Statistical Rating Organizations

    In accordance with the Dodd-Frank Wall Street Reform and Consumer Protection Act (``Dodd-Frank Act'') and to enhance oversight, the Securities and Exchange Commission (``Commission'') is: adopting amendments to existing rules and new rules that apply to credit rating agencies registered with the Commission as (``NRSROs''); adopting a new rule and form that apply to providers of third-party due...

    ... of NRSROs.\7\ The Commission received a number of comment letters in response to the proposals.\8\ The comments on specific ...Fin. 1293-. 1328 (2012). The authors analyze a sample of 916 CDOs and find that a large credit rating agency frequently ... by commenters may be helpful to the Commission in undertaking the analysis of whether a particular NRSRO should be considered ...

  • Control of Air Pollution From Motor Vehicles: Tier 3 Motor Vehicle Emission and Fuel Standards

    This action establishes more stringent vehicle emissions standards and will reduce the sulfur content of gasoline beginning in 2017, as part of a systems approach to addressing the impacts of motor vehicles and fuels on air quality and public health. The gasoline sulfur standard will make emission control systems more effective for both existing and new vehicles, and will enable more stringent...

    ... the Water-Gas-Shift Reaction Over Pd/Ceria.'' Catalysis Letters, 85, Issues 3-4, pg. 139-146. \282\ Li-Dun, A., Quan, D.Y. ... The study sample described in this analysis consisted of 93 cars and light trucks ...EPA is undertaking a study to better characterize the causes and frequency of such ...

  • Internet wars: the bar against the websites.

    ... risks attendant upon what could prove a precarious undertaking. Those of sufficient substance to require trusts or wills for the ... legal documents, preparation of a simple will, and short letters written or phone calls made by a lawyer. (143) Other plans offer ... 16 (discussing how LegalZoom has agreed to make available sample documents with blank spaces where customer info would be ...

  • Joint Industry Plans; Order Approving the National Market System Plan To Implement a Tick Size Pilot Program by BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The Nasdaq Stock Market LLC, New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc., as Modified by the Commission, for a Two-Year Period

    ... November 7, 2014.\5\ The Commission received 77 comment letters in response to the NMS plan.\6\ On. Page 27515. February 26, ..., and would provide the Tick Size Pilot with a broad sample. However, in response to the comments received, the Commission ...(B) Compliance Undertaking. By subscribing to and submitting the Plan for approval by ...