Securities Exchange

• In the Matter of the Application of Miami International Securities Exchange, LLC for Registration as a National Securities Exchange: Findings, Opinion, and Order of the Commission

• Federal Register Nbr. 77 FR 73065, December 07, 2012
• Notices
• Securities and Exchange Commission

• Covered Securities of Bats Exchange, Inc.

The Securities and Exchange Commission (``SEC'' or ``Commission'') is adopting an amendment to Rule 146 under Section 18 of the Securities Act of 1933, as amended, (``Securities Act'') to designate certain securities listed, or authorized for listing, on BATS Exchange, Inc. (``BATS'' or ``Exchange'') as covered securities for purposes of Section 18 of the Securities Act. Covered securities under Section 18 of the Securities Act are exempt from state law registration requirements. The Commission also is making corrections to the rule text to reflect name changes.

• Federal Register Nbr. 77 FR 3590, January 25, 2012
• Rules and Regulations
• Securities and Exchange Commission

• In the Matter of the Application of BOX Options Exchange LLC for Registration as a National Securities Exchange Findings, Opinion, and Order of the Commission

• Federal Register Nbr. 77 FR 26323, May 03, 2012
• Notices
• Securities and Exchange Commission

• Order Granting Conditional Exemptions Under the Securities Exchange Act of 1934 in Connection With Portfolio Margining of Swaps and Security-Based Swaps

The Securities and Exchange Commission (``SEC'' or ``Commission'') is issuing an order granting conditional exemptive relief from compliance with certain provisions of the Securities Exchange Act of 1934 (``Exchange Act'') in connection with a program to commingle and portfolio margin customer positions in cleared credit default swaps (``CDS''), which include both swaps and security-based swaps, in a segregated account established and maintained in accordance with Section 4d(f) of the Commodity Exchange Act (``CEA'').

• Federal Register Nbr. 77 FR 75211, December 19, 2012
• Notices
• Securities and Exchange Commission

• Self-Regulatory Organizations; Chicago Board Options Exchange, Inc.; Order Approving a Proposed Rule Change To Amend the Listing Rules for Compensation Committees To Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes

• Federal Register Nbr. 78 FR 4529, January 22, 2013
• Notices
• Securities and Exchange Commission

• Orders Extending and Modifying Temporary Exemptions under 1934 Securities Exchange Act:

• FR, December 03, 2010
• Notices
• Securities and Exchange Commission

• Applications for Registration as a National Securities Exchange:

• FR, August 19, 2010
• Notices
• Securities and Exchange Commission

• Order Granting an Application of BF Enterprises, Inc. Under the Securities Exchange Act of 1934

• Federal Register Nbr. 77 FR 15148, March 14, 2012
• Notices
• Securities and Exchange Commission

• Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees and Rebates for Mini Options

• Federal Register Nbr. 78 FR 20988, April 08, 2013
• Notices
• Securities and Exchange Commission

• Order Temporarily Exempting Broker-Dealers From the Recordkeeping, Reporting, and Monitoring Requirements of Rule 13h-1 Under the Securities Exchange Act of 1934 and Granting an Exemption for Certain Securities Transactions

• Federal Register Nbr. 77 FR 25007, April 26, 2012
• Notices
• Securities and Exchange Commission