private limited company and unlisted public limited company buy-back of securities rules 1999

• Self-Regulatory Organizations; Proposed Rule Changes: NYSE Arca, Inc.

...Commission's Rules of Practice, indicating its intention to file a pe... the NYSE Arca proposed fees to give the public an additional opportunity to comment.\10\ The Comm... to market data vendors, broker-dealers, private network providers, and other entities by means of ... Securities Traded on Exchanges on an Unlisted Trading. Privileges Basis. The plan, which has bee... that the Commission's position in its 1999 market information concept release \43\ ``undersco... attributable to market data should be limited to the cost of collecting, consolidating, and dist... other than an [Exchange] member or listed company must pay'' and are being imposed ``on those who us...

• FR, December 09, 2008
• Notices
• Securities and Exchange Commission

• Foreign Investment in India.

... governments of the mid-1990's, following the 1999 parliamentary elections, the Bharatiya Janata Part...(the "Reserve Bank") under FEMA and the Securities Exchange Board of India ("SEBI"), the regulator of...% of the equity share capital of an Indian company manufacturing items reserved for small scale indus... require that any issuance by a publicly traded Indian company must be equal to or greater ... proposed investment is for shares of an unlisted company, the price paid for the shares must meet c... investors registering as FVCIs has been limited. This restriction and the resultant lack of invest... as a FVCI unattractive to many private equity funds. . FVCI also may not invest in most t... FVCI to ensure compliance with applicable rules and to furnish periodic reports to SEBI on the FVC...

• Mondaq Business Briefing
• Nbr. 2005, January 2005

• Proposed Order: Approving Proposal to Establish Fees for Certain Market Data; NYSE Arca, Inc.

..., pursuant to Rule 430 of the Commission's Rules of Practice, indicating its intention to file a pe... Proposal we nonetheless are affording the public an additional opportunity to provide comment by pu... to market data vendors, broker-dealers, private network providers, and other entities by means of ... Securities Traded on Exchanges on an Unlisted Trading. Privileges Basis. The plan, which has bee... that the Commission's position in its 1999 market information concept release \53\ ``undersco... attributable to market data should be limited to the cost of collecting, consolidating, and dist... other than an [Exchange] member or listed company must pay'' and are being imposed ``on those who us...

• FR, June 10, 2008
• Notices
• Securities and Exchange Commission

• Self-regulatory organizations; proposed rule changes: American Stock Exchange LLC,

...; and (4) acknowledged that the Exchange's rules would not obviate or invalidate any trade made pur..., auto-ex will be disabled in certain limited circumstances where Amex believes that an auction ... may be sent or received through ITS or private linkages.\33\ However, AEMI would not generate an ... Specialist quotation to yield to any public order at the same price). The member entering a pe... acceptable on the floor: not held orders, company buy-back orders in conformity with the safe harbor... securities admitted to dealings on an unlisted basis: (1) Cross; (2) cross only; (3) mid-point cr... General Counsel, Phlx, dated March 24, 1999 (regarding Phlx's VWAP Trading System); Letter fro...

• FR, October 10, 2006
• Notices
• Securities and Exchange Commission