Granted, an unposted interpretative comment by one SEC commissioner, even the chairman, does not precisely amount to a secure safe-harbor clause within Reg FD for board-shareowner dialogue. But the statement is just a stone's throw from such a protection. The SEC's new Investor Advisory Committee, next meeting on Oct. 5, is likely to call on the SEC as a whole to issue a similarly emphatic, but more public and offi cial, statement on this.
...-submitted question from then-ICGN Chairman Peter Montagnon. For whatever reason, the text of her re...
Chairman and CEO Ethan Berman, who spear-headed RiskMetric's public offering early this year, Kayla Gillan, newly appointed chief administrative officer, and many others too numerous to name, deserve mention as well for their contributions to the firm's influence. 10 REASONS To Attend the Most Important Director Event of the Year 1 2008 ELECTION 2 GLOBAL ECONOMY 3 LITIGATION 4 LIABILITY 5 GLOBALISM 6 COMPLIANCE 7 SHAREHOLDERS 8 THE NEW SEC 9 LABOR UNIONS 10 CAPITAL MARKETS AND MEET 10 OF THE MOST INFLUENTIAL PEOPLE IN CORPORATE GOVERNANCE AND THE BOARDROOM The Institute brings together a roster of experts, leading executives, board directors, institutional investors, and regulators through our unique mix of keynote sessions, workgroups, and in-depth peer group exchanges.
...Peter C. Clapman, Governance for Owners. TIAA-CREF alum ...Peter Montagnon, Association of British Insurers. International co...
The FSA blamed European Union regulations for the confusion. Its transaction disclosure rules are derived from the EU Market Abuse Directive, which, the FSA said, does not define specifically which transactions fall within its disclosure requirements.
...ABI Director of Investment Affairs Peter Montagnon said the shareholders? rejection of the ...
... of the Association of British Insurers, Peter Montagnon, summed up the concerns of many: "[C]omp...
LONDON (Reuters) - Institutional investors said on Thursday [Sept. 17] that draft European Union rules that could bar non-E.U. fund managers from marketing their products in the region could limit their investment choices and upset their portfolio balance. S. managers "would effectively be excluded from the E.U. market," a senior fellow at the U.S. Securities and Exchange Commission asserted at a conference hosted by Britain's Financial Services Authority.
... you want to be part of the process," said Peter Montagnon, director of investment affairs at the A...
Michael Gill, a British television producer and director best known in this country for innovative "authored documentary' series like "Civilisation' (1969), featuring Kenneth Clark, and "America' (1972), with Alistair Cooke, died Oct. 20 at a London hospital. A London resident, he was 81. The cause was complications of Alzheimer's disease, said Murray Grigor, a friend and associate.
...He and the filmmakers Adrian Malone and Peter Montagnon devised the genre of authored documentar...
LONDON (Reuters) - The U.K. Financial Services Authority said on Thursday [Oct. 23] it planned to make investors disclose holdings of more than 3% in companies through contracts for difference (CFD). The FSA said the final draft of the rules on CFD - under which one party agrees to pay another the difference between the current and future price of a share - would be published in February 2009 and come into force on Sept. 1 next year.
... backs," ABI Director of Investment Affairs Peter Montagnon said. The Association of Investment Comp...
.... (97.) Peter Montagnon, Legal Eagles Remain Wary, FIN. TIMES, J...
LONDON (Reuters) - A heavyweight investor group called for greater transparency in equity and derivatives transactions ahead of a G-20 summit aimed to restore confidence in global financial markets. The International Corporate Governance Network, whose member companies manage some $15 trillion in assets, is demanding tougher rules after the short-selling debacle around Volkswagen cost hedge funds billions of dollars.
...Peter Montagnon, chairman of ICGN, told Reuters: "We wou...
...147. . (9.) Sheila McNulty and Peter Montagnon, Financial Times, November 17, 1998. . N...
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