Across the US many investors have seen their portfolios' value fall significantly during the recent credit crisis. Because of this, investors are reminded of the risk associated with equity investments. One financial product -- a Fixed Indexed Annuity (FIA) -- offers its owners the opportunity to participate in the gains of the stock market, with zero downside risk. However, the cost of an FIA may soon increase, thanks to a new rule that the Securities and Exchange Commission (SEC) recently finalized, Rule 151A, which is now tied up in litigation. This Note argues that the SEC's Rule is based on an incorrect theory of investment risk, overemphasizes the difference between investment risk and insurance risk, is unsupported by judicial precedent, and imposes substantial costs in exchange ...
By this Notice and in accordance with 31 CFR 129, the Department of the Treasury is informing the public that it is conducting a mandatory survey of ownership of foreign securities by U.S. residents as of December 31, 2011. This Notice constitutes legal notification to all United States persons (defined below) who meet the reporting requirements set forth in this Notice that they must respond to, and comply with, this survey. The reporting form SHC (2011) and instructions may be printed from the Internet at: http:// www.treasury.gov/resource-center/data-chart-center/tic/Pages/forms- sh.aspx#shc. Definition: Pursuant to 22 USC 3102, a United States person is any individual, branch, partnership, associated group, association, estate, trust, corporation, or other organization (whether or n...
... on behalf of others, such as investment mangers/. fund sponsors. These U.S. persons (refer... debt securities (including selected money market instruments). How to Report: Completed reports...
Retail Opportunity Investments, a New York state-based real estate investment corporation, announced on Monday the firm acquired the Vancouver Market Center in Vancouver, Wash., for $11.2 million. The 118,466-square-foot shopping center, located at 5000 E. Fourth Plain Blvd., is anchored by Albertsons supermarket and is currently 96 percent occupied.
NEW YORK, March 29, 2011 /PRNewswire/ -- Exxon Mobil Corporation (NYSE: XOM: $83) has been picked by Standard & Poor's Equity Research as its Focus Stock of the Week. XOM carries S&P's highest investment recommendation of 5-STARS, or Strong Buy. As integrated oil companies look for new growth avenues, we think Exxon Mobil's size, scope, financial strength and technical expertise position it well to adapt to the challenges of a shift in the oil and gas market," said Michael Kay, Oil & Gas Analyst at Standard & Poor's Equity Research. "Access to global resources has become increasingly limited, reflecting a tighter grip on upstream supplies by exporting nations over the last decade.
...Arctic Slope Regional Corporation PO Box 129 Barrow, AK 99723 Phone: 907-852-8633 Fa...-3409 Anchorage, AK Fax: 907-777-3406 marketing@FNBAaska.com Stock Symbol FNBAlaska.com FBAK Top E...Tudor Rd., Ste. 200 Eliason Investment Co. LLC Anchorage, AK 99503 Phone: 907-561-2434 An...
... LLC (JCM), a mutual fund investmentadviser, can be held liable in a private action under Secu... that the funds were not suitable for market timingand can be read to suggest that JCM would im...And another court found that a corporation's chieffinancial officer could be held primarily l...
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