National Association of Securities Dealers, Inc

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9.409 documents for National Association of Securities Dealers, Inc

- Self-regulatory organizations; proposed rule changes: National Association of Securities Dealers, Inc.,
- FR, January 31, 2007
- Notices
- Securities and Exchange Commission
- Self-Regulatory Organizations; Proposed Rule Changes: National Association of Securities Dealers, Inc. (n/k/a Financial Industry Regulatory Authority, Inc.)
- FR, March 18, 2010
- Notices
- Securities and Exchange Commission
- Sharon A. Moore, Appellant v. National Association of Securities Dealers, Inc., 762 F.2d 1093 (D.C. Cir. 1985)
Paul March Smith, Washington, D.C., with whom Joseph N. Onek, Washington, D.C., was on the brief, for appellant. Anthony W. Kraus, Baltimore, Md., wi...
- Federal Circuits

- regulatory organizations; proposed rule changes: National Association of Securities Dealers, Inc.,
- FR, June 07, 2002
- Notices
- Securities and Exchange Commission
- regulatory organizations; proposed rule changes: National Association of Securities Dealers, Inc.,
- FR, June 07, 2002
- Notices
- Securities and Exchange Commission
- Securities: National Association of Securities Dealers, Inc., et al.; regulatory responsibilities allocation plan,
- FR, August 01, 2007
- Notices
- Securities and Exchange Commission
- Self-regulatory organizations; proposed rule changes: National Association of Securities Dealers, Inc.,
- FR, July 10, 2006
- Notices
- Securities and Exchange Commission
- Self-Regulatory Organizations; Proposed Rule Changes: National Association of Securities Dealers, Inc.
- FR, May 13, 2008
- Notices
- Securities and Exchange Commission
- Self-regulatory organizations; proposed rule changes: National Association of Securities Dealers, Inc.,
- FR, August 01, 2007
- Notices
- Securities and Exchange Commission
- Self-Regulatory Organizations; Proposed Rule Changes: Financial Industry Regulatory Authority, Inc. (f/k/a National Association of Securities Dealers, Inc.)
- FR, September 22, 2008
- Notices
- Securities and Exchange Commission

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