Mutual Fund Dealers Association Of Canada

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372 documents for Mutual Fund Dealers Association Of Canada

- Updated Mutual Fund Rules Finalized In Canada For ETFs, Money Market Funds, Short Selling And Fund Of Funds.
...Exempt mutual fund dealers from certain compliance obligations. . > > EXCHANG... to members of the Mutual Fund Dealers Association of Canada and mutual fund dealers in Quebec. . Use...
- Mondaq Business Briefing
- Nbr. 2012, January 2012
- Structural Reform of Financial Regulation
Preface - II. Original introduction - III. Designing an optimal regulatory system - A. Regulatory Objectives - B. Characteristics of an Optimal Regulatory System - C. Regulatory Strategies - D. Organization of the Regulatory System - IV. Canada’s regulatory system - A. Current Structure of Canada’s Regulatory System - B. Comments on Canada’s Regulatory System - V. Comparative analysis of the united kingdom, australia, united states, france, germany, the netherlands, and hong kong - A. The United Kingdom - B. Australia - C. The United States - 1. Current System - 2. Calls for Reform - 3. U.S. Treasury Blueprint for a Modernized Financial Regulatory Structure - a) Market Stability Regulation - b) Prudential Regulation - c) Business Conduct Regulation - D. France - E. Germany - F. Hong ...
- Transnational Law & Contemporary Problems
- Nbr. 19-3, January 2011
- Further Reforms To The Registration Regime In Canada.
... the registration obligations of investment fund industry participants. . investment fund manager r...Many foreign dealers and advisers rely on the exemptions provided in NI... rationale, the CSA will also allow a mutual fund dealer that is a member of the Mutual Fund Deealers Association of Canada (MFDA) and that is also registered as an...
- Mondaq Business Briefing
- Nbr. 2011, January 2011

- OSC Signs MOU With MFDA To Facilitate Compliance And Enforcement.
... Industry Regulatory Organization of Canada (IIROC) entered into with the Mutual Fund Dealers Association of Canada (MFDA) is set to come into effect on Mar...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- MFDA Proposes Amendments To Client Reporting Requirements.
The Mutual Fund Dealers Association of Canada (MFDA) proposed...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- Canadian Regulators Propose Modernized Rules for Mutual Funds: ETFS, Money Market Funds, Short Selling, Fund of Funds.
... apply to publicly offered mutual funds in Canada. The more significant proposals, if adopted, would...Exempt mutual fund dealers from certain CSA compliance obligations. . The pro... to members of the Mutual Fund Dealers Association of Canada and mutual fund dealers in Quebec. . Use...
- Mondaq Business Briefing
- Nbr. 2010, January 2010
- MFDA Proposes Codifying Minimum Standards For Leverage Suitability.
The Mutual Fund Dealers Association of Canada (MFDA) recently...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- OSC Signs MOU With MFDA To Facilitate Compliance And Enforcement.
... Industry Regulatory Organization of Canada (IIROC) entered into with the Mutual Fund Dealers Association of Canada (MFDA) is set to come into effect on Mar...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- MFDA Releases Consultation Paper On The Use Of Third Party Back-Office Service Providers.
On June 30, the Mutual Fund Dealers Association of Canada (MFDA) released...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- The Canadian Registration Regime: Canadian Regulators Propose 'First Year' Amendments To National Instrument 31-103 And Other Developments.
..., the introduction of new rules by the Mutual Fund Dealers Association of Canada (MFDA) and the ...
- Mondaq Business Briefing
- Nbr. 2010, January 2010