Long Island Financial

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More than 10.000 documents for Long Island Financial

- Q&A: David Lerner, Long Island Financial Adviser
David Lerner, the owner and founder of Syosset-based David Lerner Associates, left teaching to become "Poppy," a friendly voice promoting his investment firm heard on AM radio. Recently, though, Lerner has found himself in hot water with the Financial Industry Regulatory Authority, who in May filed a complaint against him. And, Lerner's had to pay the authority $500,000 in fines to settle previous complaints. Despite those troubles, Lerner took the time to speak with us about the regulator's claims and his rise to fame as "Poppy. You started David Lerner Associates in 1976 after quitting teaching high school in Bayside. Why leave a comfortable government job to start a risky venture like opening your own business?
- Long Island Business News
- September 02, 2010
- Long Island Financial Advisers Face Finra Charges
A slew of Long Island-based financial advisers and other professionals face charges of varying degrees and accompanied with different fines from their federal regulator. The Financial Industry Regulatory Authority, commonly known as FINRA, lodged a complaint against Paul Leon White of Huntington because he sold unsuitable securities to a non-profit organization. He recommended his nonprofit client invest in non-listed real estate investment trusts and other land deals without making sure that they were okay for the organization, according to a FINRA document.
- Long Island Business News
- December 10, 2010
- Long Island Financial Corp. Reports Third Quarter Results.
ISLANDIA, N.Y. -- Long Island Financial Corp. (the "Company") (NASDAQ/NMS: LICB), the holding company for Long Island Commercial Bank (the "Bank"), to...
- Business Wire
- October 24, 2005

- Long Island Financial Corp. Reports Second Quarter Results.
ISLANDIA, N.Y. -- Long Island Financial Corp. (the "Company") (NASDAQ/NMS: LICB), the holding company for Long Island Commercial Bank (the "Bank"), to...
- Business Wire
- July 19, 2005
- Long Island Financial Briefs: October 10, 2008
Bank disasters shift power in Gotham, nationwide All it took was a complete collapse of the financial industry to bring the power back to New York.
- Long Island Business News
- October 10, 2008
- Long Island Financial Corp. Reports First Quarter Results.
Business Editors ISLANDIA, N.Y.--(BUSINESS WIRE)--April 23, 2004 Long Island Financial Corp. (the "Company") (Nasdaq:LICB), the holding company fo...
- Business Wire
- April 23, 2004
- Long Island Duo Takes On Senior Financial Planning
Pity the poor financial adviser. Over the past couple of years, those handling other people's life savings and private retirement accounts have listened to clients expressing emotions from disgruntled to enraged.
- Long Island Business News
- January 30, 2010
- Long Island Financial Corp. Reports Second Quarter Results.
ISLANDIA, N.Y. -- Long Island Financial Corp. (the "Company") (NASDAQ/NMS: LICB), the holding company for Long Island Commercial Bank (the "Bank"), to...
- Business Wire
- July 24, 2004
- Ones to Watch: Long Island Financial Firms
Joanne Gagliardi Vice President, Professional Banking Business Development Officer
- Long Island Business News
- June 26, 2009
- Long Island Financial Corp. Reports First Quarter Results.
ISLANDIA, N.Y. -- Long Island Financial Corp. (the "Company") (NASDAQ/NMS: LICB), the holding company for Long Island Commercial Bank (the "Bank"), to...
- Business Wire
- April 22, 2005