Investors Capital Management Group

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More than 10.000 documents for Investors Capital Management Group

- AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp; Order of Suspension of Trading
- Federal Register Nbr. 77 FR 22622, April 16, 2012
- Notices
- Securities and Exchange Commission
- Investors Capital Lands $1.5 Million Complete Investment Management Group.
Firm's second $1 million office in as many months LYNNFIELD, Mass. -- Investors Capital Corporation (ICC), the premier independent broker/dealer of ...
- Business Wire
- June 01, 2009
- Latest Probes, Restatements, and Class Actions
TENTATIVE SETTLEMENT: The complaint alleged that Janus Funds failed to disclose that it improperly allowed certain hedge funds to engage in "late trading" and "timing" of the securities of certain mutual funds advised by Janus Capital Management LLC. In return for receiving extra fees from Canary and other favored investors, Janus Capital Group allowed and facilitated Canary's late trading activities, to the detriment of investors, who paid for the improper profits.
- Compliance Week
- Vol. 7 Nbr. 78, July 2010

- Janus Capital Group, Inc. v. First Derivative Traders, 564 U.S. (2011)
... us to determine whether Janus Capital Management LLC (JCM), a mutual fund investmentadviser, can be... of the Courtby mutual fund investors. Janus Investment Fund has noassets apart from tho...
- U.S. Supreme Court
- Och-Ziff Earnings, Share Price Climb
BOSTON (Reuters) - Hedge fund company Och-Ziff Capital Management Group said quarterly profit more than quadrupled as investors added billions in new money, boosting its fee income. Earnings handily beat Wall Street forecasts, prompting investors to push Och-Ziff shares up 3 percent while most other asset managers were lower.
- Reuters Hedgeworld
- August 04, 2010
- Wide receivership.
Real Estate - Reign restaurant; Investors Capital Management Group; Perry Property Management Services Inc. - Brief Article
- Los Angeles Business Journal
- March 17, 2003
- Proxy Briefs
Micrel on Its Carefully Crafted Plan' SAN JOSE, Calif. (HedgeWorld.com) - Micrel Inc., a manufacturer of semiconductors, sent a letter to its shareholders on Thursday [May 1] explaining why at the upcoming special meeting they should vote against proposals put forward by a group of hedge fund investors led by Obrem Capital Management LLC.
- Daily News; White Plains
- May 08, 2008
- Response Networks Secures New Funding; Zesiger Capital Group LLC Joins Existing Investors to Support Response Networks' Continued Growth in Service Level Management Market.
Business/Technology Editors NORTH ANDOVER, Mass.--(BUSINESS WIRE)--Sept. 26, 2001 Response Networks, Inc., the leading provider of proactive servi...
- Business Wire
- September 26, 2001
- Shore-Up or Bailout? Kkr Financial Raises $500 Million
SAN FRANCISCO (HedgeWorld.com) - KKR Financial Holdings LLP, a specialty finance company which manages $16.7 billion, on Monday [Aug. 20] announced that it raised $230.4 million of equity capital through the sale of 16 million common shares to a group of seven institutional investors: Farallon Capital Management LLC, Fir Tree Partners, JGE Capital Management, Marsico Capital Management, Morgan Stanley, Oak Hill Advisors and Sageview Capital LP. KKR Financial Holdings also announced a planned rights offering of 18.75 million shares, which will be open to existing shareholders for ten days starting Aug. 30. The shares will be offered at the Friday [Aug. 17] closing price of $14.40 per share, the same price paid by the above-named institutions for their allocations. The issue will raise a ...
- Daily News; White Plains
- August 21, 2007
- Two Private Equity Firms Chrysler Front-Runners
Two private equity firms appear to be the front-runners in the quest to buy Chrysler Group, the troubled U.S. arm of DaimlerChrysler AG. Cerberus Capital Management LLC and a consortium of investors headed by Blackstone Group and Centerbridge Partners LP spent much of last week at Chrysler's Auburn Hills, Mich., headquarters crunching numbers and meeting with top Chrysler executives, a company official said Tuesday. The Chrysler official, who spoke on condition of anonymity due to the sensitive nature of the talks, said potential bidders were deeply studying Chrysler's finances. Canadian auto parts maker Magna International and General Motors Corp. also reportedly have looked into buying all or part of Chrysler Group. Private equity firms Apollo Management LP and the Carlyle Group also ...
- Tribune - Review / Pittsburgh Tribune - Review
- March 14, 2007