Investments Commission

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More than 10.000 documents for Investments Commission

- R.J. Investments, L.L.C. v. The Board of County Commission, (4th Cir. 2011)
UNPUBLISHED UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT ...
- Federal Circuits
- Directors' duties: A reality check - more than just an ornament!(Australia. Australian Securities and Investments Commission v. Centro Properties Group)
A reality check is exactly what the decision of Federal Court judge Justice Middleton will bring for the hundreds of directors in Australia who sit on...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- Mf Global Collapse Exposes Australian Loophole On Client Money
SYDNEY, Australia (Thomson Reuters Accelus) - The failure ofhas highlighted loopholes in the Australian regulatory system which allowed the firm to use client money to hedge its own positions with full consent from the Australian Securities and Investments Commission (ASIC). The shortcomings under Australian regulations mean that regulators will be unable to take action if investors' funds have been pooled together and used for hedging purposes.
- Reuters Hedgeworld
- November 04, 2011

- Christopher P. Blaxland; Marcella Blaxland, Plaintiffs-Appellees, v. Commonwealth Director of Public Prosecutions; Australian Securities and Investments Commission, Defendants-Appellants, and Paul R. Shaw; Dennis T. Barry, Defendants. Christopher P. Blaxland; Marcella Blaxland, Plaintiffs-Appellants, v. Commonwealth Director of Public Prosecutions; Australian Securities and Investments Commission; Paul R. Shaw; Dennis T. Barry, Defendants-Appellees., 323 F.3d 1198 (9th Cir. 2003)
Christopher P. Blaxland, Manhattan Beach, CA, for the plaintiffs-appellees-cross-appellants. Douglas Hallward-Driemeier, United States Department of ...
- Federal Circuits
- Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Foreign Options Transactions
The Commodity Futures Trading Commission (Commission or CFTC) is amending its regulations regarding the investment of customer segregated funds subject to Commission Regulation 1.25 (Regulation 1.25) and funds held in an account subject to Commission Regulation 30.7 (Regulation 30.7, and funds subject thereto, 30.7 funds). Certain amendments reflect the implementation of new statutory provisions enacted under Title IX of the Dodd-Frank Wall Street Reform and Consumer Protection Act. The amendments address: certain changes to the list of permitted investments (including the elimination of in-house transactions), a clarification of the liquidity requirement, the removal of rating requirements, and an expansion of concentration limits including asset-based, issuer-based, and counterparty c...
- Federal Register Nbr. 76 FR 78776, December 19, 2011
- Rules and Regulations
- Commodity Futures Trading Commission
- 96 Cal. Daily Op. Serv. 7764, 96 Daily Journal D.A.R. 12,831 Securities and Exchange Commission, Plaintiff-Appellee, v. American Capital Investments, Inc.; Stephen J. Murphy; Kenneth A. Sorensen; Richard D. Otto; Adfin Corporation; Einhorn & Edgerton, Defendants, and John P. Shelton; Aci Investors Protective Association, and Approximately 127 Aci (American Capital Investments) Investors, Defendants-Appellants, Richard G. Shaffer, Defendant-Appellee. United States Securities and Exchange Commission, Plaintiff-Appellee, v. American Capital Investments, Inc.; John P. Shelton; Aci Investors Protective Association, and Approximately 127 Aci (American Capital Investments) Investors, Defendants-Appellants, Richard G. Shaffer, Appellee, and Stephen J. Murphy; Kenneth A. Sorensen; Richard D. Otto; Adfin Corporation, Defendants. Securities and Exchange Commission, Plaintiff, v. American Capital Investments, Inc., Et Al., Defendants. John Shelton; Aci Investors Protective Association and Approximately ..., 98 F.3d 1133 (9th Cir. 1996)
Thomas W. Dressler, Dressler, Rein & Evans, Los Angeles, CA, for the appellants. Charles E. Slyngstad, Musick, Peeler & Garrett, Los Angeles, CA, for...
- Federal Circuits
- Deficit Commission Proposal Provides Needed, Fiscally Responsible Investments in Aging Roads, Bridges & Transit Systems in South Carolina
Decision to Raise User Fees Will Protect Taxpayers and Help Cut Deficit While Providing Needed Boost for U.S. Businesses, Shippers and Consumers, Construction Groups Say COLUMBIA, S.C., Dec. 3, 2010 /PRNewswire-USNewswire/ --The National Commission on Fiscal Responsibility and Reform has released a comprehensive plan to address the nation's runaway deficit and upgrade our critical transportation infrastructure. Both Carolinas AGC (Associated General Contractors) and the ARTBA (American Road & Transportation Builders Association) Chapter of the Carolinas support this proposal because it delivers critical resources that will create jobs and facilitate economic growth in our communities.
- U.S. Newswire
- December 03, 2010
- Russell Investments Named Implementation Manager for the Rhode Island State Investment Commission.
TACOMA, Wash. -- Russell Investments has been hired by the Rhode Island State Investment Commission to be the $8.4 billion pension fund's new Aggregat...
- Business Wire
- July 08, 2008
- Comm. Fut. L. Rep. P 26,732 Carr Investments, Inc., Edward Carr and Rodman & Renshaw, Petitioners, v. Commodity Futures Trading Commission and Richard C. Davis, Respondents., 87 F.3d 9 (1st Cir. 1996)
Jeffry M. Henderson, Chicago, IL, with whom Daniel G. Dolan, Jr. and Henderson & Becker were on brief for petitioners. George G. Wilder, Attorney, Wa...
- Federal Circuits
- Board Takes Step to Protect Game Commission Shooting Ranges
WILKES-BARRE, Pa., Oct. 5 /PRNewswire-USNewswire/ -- The Pennsylvania Board of Game Commissioners today gave preliminary approval to a regulatory change to require State Game Land shooting range users to possess either a valid Pennsylvania hunting or furtaker license or purchase a range permit. In doing so, the agency is seeking to accomplish the twin goals of having unlicensed persons contribute toward the cost of maintaining the ranges, and to better quantify and control the use of the shooting ranges. Over the past few years, the Game Commission has made large investments into its 29 State Game Land shooting ranges across this Commonwealth," said Carl G. Roe, Game Commission executive director. "These investments have taken the form of lead remediation, safety barrier reconstruction...
- U.S. Newswire
- January 18, 2011