investment management

• Investment management

• Financial Reform Act Has Broad Impact on Investment Management Industry.

The Dodd-Frank Wall Street Reform and Consumer Protection Act (the Act), signed into law by President Obama July 21, 2010, and effective one day after...

• Mondaq Business Briefing
• Nbr. 2010, January 2010

• 12 CFR 652.10 - Investment management and requirements.

• Code of Federal Regulations - Title 12: Banks and Banking

• Notice of Proposed Exemption; BlackRock, Inc. and Its Investment Advisory, Investment Management and Broker-Dealer Affiliates and Their Successors (Applicants): Located in New York, NY

This document contains a notice of pendency before the Department of Labor (the Department) of a proposed individual exemption from certain prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974, as amended (ERISA), the Federal Employees' Retirement System Act of 1986, as amended (FERSA), and the Internal Revenue Code of 1986, as amended (the Code). The proposed transactions involve BlackRock, Inc. and its investment advisory, investment management and broker-dealer affiliates and their successors. The proposed exemption, if granted, would affect plans for which BlackRock, Inc. and its investment advisory, investment management and broker-dealer affiliates and their successors serve as fiduciaries, and the participants and beneficiaries of such plans.

• Federal Register Nbr. 77 FR 2798, January 19, 2012
• Notices
• Labor Department

• Investment Management Developments - March 2011

INVESTMENT ADVISER USE OF SOCIAL MEDIA In late 2010, the Securities and Exchange Commission (the SEC or the Commission) sent a "sweep" letter (the ...

• Mondaq Business Briefing
• United States Law Articles in English

• 12 CFR 615.5133 - Investment management.

• Code of Federal Regulations - Title 12: Banks and Banking

• Grant of Individual Exemption Involving BlackRock, Inc. and Its Investment Advisory, Investment Management and Broker-Dealer Affiliates and Their Successor Located in New York, NY

This document contains an individual exemption from certain prohibited transaction restrictions of the Employee Retirement Income Security Act of 1974, as amended (ERISA), the Federal Employees' Retirement System Act of 1986, as amended (FERSA), and the Internal Revenue Code of 1986, as amended (the Code). The transactions involve BlackRock, Inc. and its investment advisory, investment management and broker-dealer affiliates and their successors. The individual exemption affects plans for which BlackRock, Inc. and its investment advisory, investment management and broker-dealer affiliates and their successors serve as fiduciaries, and the participants and beneficiaries of such plans.

• Federal Register Nbr. 77 FR 19836, April 02, 2012
• Notices
• Labor Department

• Investment Management Developments - March 2011.

INVESTMENT ADVISER USE OF SOCIAL MEDIA In late 2010, the Securities and Exchange Commission (the SEC or the Commission) sent a "sweep" letter (the S...

• Mondaq Business Briefing
• Nbr. 2011, January 2011

• Investment Advisory, Investment Management and Broker-Dealer Affiliates and Their Successors:

• FR, August 15, 2011
• Notices
• Employee Benefits Security Administration

• Investment Management Update: July 2011.

Firm Agrees To Pay $200 Million To Settle Allegations Involving The Valuation Of Mortgage-Backed Securities On June 22, 2011, the Securities and Exc...

• Mondaq Business Briefing
• Nbr. 2011, January 2011

• Investment Management Legal And Regulatory Update - April 2012.

SEC Considering Money Market Fund Reforms The SEC is considering a controversial new plan to stabilize money market funds. One proposal would adopt ...

• Mondaq Business Briefing
• Nbr. 2012, January 2012