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... . Section 22 (d) of the Investment Company Act of 1940 provides that "no dealer shalll sell [mutual-fund shares] to any person except a dealer, a prin...For example, in First Multifund of America, Inc., Investment Company Act Rel. No. 6700 (1971)...
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...: Capital Research and Management Company; AMCAP Fund,. Inc.; American Balanced Fund, Inc.; American High-Income Trust;. American Mutual Fund, Inc.; Capital Income Builder, Inc.; Capital ...; The Income Fund of America, Inc.; The Investment. Company of America; The New Economy Fund; Washing...
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...-powered team of private equity and hedge fund investors bought the assets of failed IndyMac Bank.... The only member of the investment group to agree to an interview, Mnuchin maintained... failed institutions, including Washington Mutual, which was bought by JPMorgan Chase & Co., the FDI...Bancorp--a big banking company--if someone like that had purchased IndyMac and so... prior CEO Terry Laughlin joined Bank of America Corp.'s mortgage unit. . Otting said one of his to...
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... DIRECTOR, DIVISION OF INVESTMENT MANAGEMENT, SECURITIES AND EXCHANG... think about giving the agency yet another funding increase, at minimum, the agency will need to show... variety of reasons we should punish the American people by depriving it of the resources to do its ... and by hedge funds, using technology company employees posing as consultants in expert networki... investment advisors, broker-dealers, mutual funds, hedge funds, derivatives dealers, credit ra...
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... targeted value of the FDIC Deposit Insurance Fund (DIF) for the current year. (2) We have selected t... Brothers, Bear Stearns, Citibank, Bank of America, AIG, Fannie Mae, and Freddie Mac--all once highly... strongly advocated government investment in financial institutions in order to avoid a pote... Illinois National Bank and Trust Company (Continental Illinois) in 1984. (12) At the time o... out all investors' losses in money-market mutual funds. A money-market mutual fund is a type of mut...
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...Item No. Docket No. Company. Administrative Agenda. A-1........... AD02-1-000.... Research and Management Company, AMCAP Fund, Inc., American Balanced Fund, Inc., American Highh-Income Trust, American Mutual Fund, Inc., Capital Income Builder, Inc., Capital ..., The Income Fund of America, Inc., The Investment Company of America, The New Economy Fund, Washingt...
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Corporate law theory and practice considers shareholder relations with companies and the implications of ownership separated from control. Yet through the Troubled Asset Relief Program (TARP) bailout and the government's resultant shareholding, ownership and control at many companies have merged, leaving corporate theory and practice for the financial and automotive sectors in chaos. The government's $700 billion bailout is a unique historical event; not merely because of its size, but also because of a resulting ripple through corporate scholarship and practice. This article builds on the author's five testimonies before Congress during the financial crisis and implementation of the TARP bailout and his consultation for the Special Inspector General for TARP. After considering corporat...
..., woven through the time span of the American experience. Over that time, the expectations of in... controlling interest in a publicly traded company chartered under state law. As such, the government... nineteen banks to originally receive TARP funding. This Article then offers the suggestion that the ... directly through his or her holdings in mutual funds, or derivatively as a beneficiary of public ... Program (CPP), the Treasury made investments in six hundred forty-nine banks of $203 billion, o...
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... spending and what we can do better for our mutual constituents. And I'm going to recognize Stanford... They are very, very important. The American people are depending on you in so many ways. And s...The 2012 budget funds the most important priorities while exercising fis... difficult choices like this allow for investments that we request in 2012. For safeguarding emergenc...I went to lunch with the company, the integrator, and they brought out form the bac...
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... will have consequences throughout American commercial and political life. . The drive for gre... power has been fueled by the rise of mutual funds and pension funds as major holders of U.S. e... organizations, socially oriented investment funds, and individuals. These investors have advoc... meeting, during which a public company board is elected, the incumbent board picks its sl...
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...SLHCs in mutual form; and (3) technical amendments to current Boar... OTS for purposes of determining when a company or natural person acquires control of a savings as...Board will review investments and relationships with SLHCs by companies using th...Standards Matched to North American Industry Classification System. Codes, available a... which are insured by the Deposit Insurance Fund. (c) Bank holding company has the meaning found in...