investment company act rules

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More than 10.000 documents for investment company act rules

- SEC Proposes to Remove NRSRO Ratings from Rule 2a-7 and Other Investment Company Act Rules and Forms.
INTRODUCTION The U.S. Securities and Exchange Commission ("SEC") recently proposed amendments to certain rules, including Rule 2a-7, under the Inves...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- 17 CFR 270.6e-3(T) - Temporary exemptions for flexible premium variable life insurance separate accounts.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- 17 CFR 270.6e-2 - Exemptions for certain variable life insurance separate accounts.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges

- SEC Proposes Amendments To Investment Company Act Rules To Address Liquidity And Credit Quality Pressures On Money Market Funds
This article was originally published 8 July, 2009 On June 24, 2009, the Securities and Exchange Commission (the "SEC" or the "Commission") held an...
- Mondaq Business Briefing
- United States Law Articles in English
- 17 CFR 270.2a-7 - Money market funds.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- 17 CFR 270.11a-3 - Offers of exchange by open-end investment companies other than separate accounts.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- 17 CFR 270.31a-1 - Records to be maintained by registered investment companies, certain majority-owned subsidiaries thereof, and other persons having transactions with registered investment companies.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- 17 CFR 270.2a51-1 - Definition of investments for purposes of section 2(a)(51) (definition of “qualified purchaser”); certain calculations.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- 17 CFR 270.17g-1 - Bonding of officers and employees of registered management investment companies.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- 17 CFR 270.10f-3 - Exemption for the acquisition of securities during the existence of an underwriting or selling syndicate.
...PART 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940. 2...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges