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investment company act of 1940
More than 10.000 documents for investment company act of 1940
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Each applicant seeks an order declaring that it has ceased to be an investment company. On March 1, 2011, each applicant transferred the assets of its series to a corresponding series of DWS Securities Trust, based on net asset value. Expenses of $2,087 and $15,220, respectively, incurred in connection with the reorganizations were paid by the acquiring funds. Filing Date: The applications were filed on January 18, 2012. Applicants' Address: 345 Park Ave., New York, NY 10154. DWS Advisor Funds [File No. 811-4760]
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Applicant seeks an order declaring that it has ceased to be an investment company. On May 13, 2011, applicant transferred its assets to Munder Veracity Small-Cap Value Fund, a series of Munder Series Trust, based on net asset value. Expenses of $150,293 incurred in connection with the reorganization were paid by Integrity Asset Management, LLC, applicant's investment adviser. Filing Date: The application was filed on October 12, 2011, and amended on November 17, 2011. Applicant's Address: Integrity Asset Management, LLC, 18500 Lake Rd., Suite 300, Rocky River, OH 44116.
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Applicant seeks an order declaring that it has ceased to be an investment company. On April 30, 2008, applicant transferred its assets to Tax-Free Cash Reserve Portfolio, a series of Short-Term Investments Trust, based on net asset value. Expenses of $29,100 incurred in connection with the reorganization were paid by Invesco Advisers, Inc., applicant's investment adviser. Filing Dates: The application was filed on April 23, 2010 and amended on December 2, 2011. Applicant's Address: 11 Greenway Plaza, Suite 100, Houston, TX 77046-1173.
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Each applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On December 27, 2011, each applicant made a liquidating distribution to its shareholders, based on net asset value. Each applicant incurred approximately $2,888 in expenses in connection with its liquidation. Filing Dates: The applications were filed on March 5, 2012, and amended on April 19, 2012. Applicants' Address: Two Hopkins Plaza, Baltimore, MD 21201.
