investment adviser registration depository

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711 documents for investment adviser registration depository

- Approval of Investment Adviser Registration Depository Filing Fees
- FR, August 06, 2009
- Notices
- Securities and Exchange Commission
- Approval of Investment Adviser Registration Depository Filing Fees
- FR, December 16, 2009
- Notices
- Securities and Exchange Commission
- Update on investment advisers regulation: the proposed IARD and compliance issues.
Investment Adviser Registration Depository
- The Tax Adviser
- Vol. 31 Nbr. 10, October 2000

- Approval of Investment Adviser Registration Depository Filing Fees
- FR, November 05, 2008
- Notices
- Securities and Exchange Commission
- Dodd-Frank Act Rulemaking: Form PF Inaugurates Era Of Detailed Reporting By Managers Of Private Funds.
... adopted Form PF caps a banner year for investment adviser rulemaking and, at least for larger hedge ... through the Investment Adviser Registration Depository (IARD), which is the platform for submi...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- Investment Advisers Act of 1940: Investment Adviser Registration Depository; annual filing fees waiver,
- FR, October 13, 2005
- Notices
- Securities and Exchange Commission
- The SEC and the North American Securities Administrators Association waived--through October 31, 2006--various system fees certain investment advisers and their representatives pay for mandatory registration in the Investment Adviser Registration Depository (IARD).
The SEC and the North American Securities Administrators Association waived--through October 31, 2006--various system fees certain investment advisers...
- Journal of Accountancy
- Vol. 200 Nbr. 6, December 2005
- Effects Of The Federal Government Shutdown On Investment Companies And Advisers Registered With The Securities And Exchange Commission
... regarding any filings, including registration statements, made during the shutdown or those unde... The Investment Adviser Registration Depository ("IARD") system will not be affected by the shutdo...
- Mondaq Business Briefing
- United States Law Articles in English
- Investment Adviser Registration Depository: NASD Regulation, Inc., designation to establish and maintain Depository; filing fees approval,
- FR, August 03, 2000
- Notices
- Securities and Exchange Commission
- Effects Of The Federal Government Shutdown On Investment Companies And Advisers Registered With The Securities And Exchange Commission.
... regarding any filings, including registration statements, made during the shutdown or those unde.... The Investment Adviser Registration Depository ("IARD") system will not be affected by the shutdo...
- Mondaq Business Briefing
- Nbr. 2011, January 2011