investment adviser registration
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The Securities and Exchange Commission ("SEC") recently issued final rules and rule amendments implementing certain provisions of Title IV of the Dodd...
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The Dodd-Frank Act will require private equity fund managers (who were previously exempt from registration) to register as investment advisers with st...
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The Dodd-Frank Act will require private equity fund managers (who were previously exempt from registration) to register as investment advisers with st...
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The Securities and Exchange Commission ("SEC") on June 22, 2011 adopted new rules and rule and form amendments under the Investment Advisers Act of 19...
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On June 22, 2011, the Securities and Exchange Commission (the "SEC") adopted final rules1 which implement certain provisions of the Dodd-Frank Wall St...
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The Securities and Exchange Commission ("SEC") recently issued final rules and rule amendments implementing certain provisions of Title IV of the Dodd...
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The Securities and Exchange Commission on June 22, 2011 adopted new rules under the Investment Advisers Act of 1940 (Advisers Act) to implement provis...
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On July 11, 2011, the State of Connecticut Department of Banking (the "Department") released three Orders regarding Connecticut investment adviser reg...
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The Securities and Exchange Commission ("SEC") on June 22, 2011 adopted new rules and rule and form amendments under the Investment Advisers Act of 19...
