HSBC Securities USA, Inc

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785 documents for HSBC Securities USA, Inc

- Investment Company Act of 1940: HSBC Securities (USA) Inc.,
- FR, May 02, 2007
- Notices
- Securities and Exchange Commission
- HSBC Brokerage -USA- Inc. and HSBC Securities -USA- Inc. Merge.
NEW YORK -- HSBC Brokerage (USA) Inc. has merged into its broker/dealer affiliate, HSBC Securities (USA) Inc., a New York Stock Exchange Member firm, ...
- Business Wire
- January 11, 2005
- Applications, hearings, determinations, etc.: HSBC Securities (USA) Inc. et al.,
- FR, August 30, 1999
- Notices
- Securities and Exchange Commission

- Capital Management Select Fund Ltd., et al. v. Bennett et al., (2nd Cir. 2012)
... RUSSIAN INVESTORS SECURITIES LIMITED, VR GLOBAL PARTNERS, L.P.,. PATON HOLD... O'NEIL & PARTNERS, L.P., HSBC HOLDINGS, PLC, HSBC SECURITIES. {USA} INC., WI...
- Federal Circuits
- Financial Industry Regulatory Authority Fines Hsbc Securities $1.5m
The Financial Industry Regulatory Authority on Thursday announced that it has settled charges with two more firms relating to the sale of auction rate securities that became illiquid when auctions froze in February 2008 -- HSBC Securities (USA) and US Bancorp Investments Inc. HSBC was fined $1.5 million. According to a FINRA release, by July 2008 the company had repurchased more than 90 percent of its then-current customers' ARS holdings and in October 2008 offered to repurchase all remaining ARS held in those customers' HSBC accounts. HSBC in total repurchased more than $562 million of ARS held by its customers, FINRA charged.
- Daily Record (Rochester, NY)
- April 29, 2010
- The Coca-Cola Company Announces Cash Tender Offer.
... specified series of outstanding debt securities issued by the Company and Coca-Cola Enterprises In... which was renamed Coca-Cola Refreshments USA, Inc. ("CCR"). The tender offer consists of two se...and HSBC Securities (USA) Inc. to serve as coordinating dea...
- Business Wire
- November 04, 2010
- The Coca-Cola Company Prices $2.75 Billion of Senior Notes.
...Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., Merrill Lynch, P...
- Business Wire
- March 09, 2012
- HSBC Bank Survey Finds America's Mass Affluent See Opportunity in Global Markets, Acknowledge Need for More Information & Guidance.
... service offered through HSBC Securities (USA) Inc. ("HSI"), the survey of those with total...
- Business Wire
- February 16, 2011
- Teva Announces Pricing of $5,000,000,000 of Senior Notes.
- Largest Securities Offering by an Israeli Company - . JERUSALEM -- Te... Markets Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., HSBC Securities (USA) ...
- Business Wire
- November 08, 2011
- Praxair Issues $500 Million of 4.05% Notes Due 2021.
...Securities and Exchange Commission. The offering is led by Ci...and HSBC Securities (USA) Inc. The offering is expected to ...
- Business Wire
- March 01, 2011