Global Securities

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More than 10.000 documents for Global Securities

- Preparing for global securities litigation & regulatory enforcement expansion.
In light of the U.S. Supreme Court's decision in the case of Morrison v. National Australia Bank, and the dramatic increase in overseas securities reg...
- Financial Executive
- Vol. 28 Nbr. 1, January 2012
- Recent Developments In Global Securities Litigation
I. INTRODUCTION As the capital needs of global corporations continue to grow, such companies often tap capital markets on multiple exchanges across...
- Mondaq Business Briefing
- United States Law Articles in English
- 12 CFR 615.5502 - Issuance of global debt securities.
- Code of Federal Regulations - Title 12: Banks and Banking

- The Global Securities Market: A History
, by Ranald C. Michie, is reviewed.
- Business History Review
- Vol. 81 Nbr. 4, January 2007
- U.S. Sec Still Checking Mf Global Securities Assurances
WASHINGTON (Reuters) - U.S. securities regulators are not ready to accept MF Global's assertion that the customer funds in securities accounts are all properly protected and accounted for, a top official said on Wednesday [Nov. 16]. Robert Cook, director of the Securities and Exchange Commission's Trading and Markets Division, told lawmakers that regulators are still struggling to verify information from the failed brokerage, whichon Oct. 31 following risky bets on European sovereign debt.
- Reuters Hedgeworld
- November 17, 2011
- US Second Circuit Restores Securities Class Action Against Global Asset Manager.
Originally published March 18, 2011 Keywords: securities, class action, residential mortgage backed securities, RMBS, assets under management, AUM ...
- Mondaq Business Briefing
- Nbr. 2011, January 2011
- US Second Circuit Restores Securities Class Action Against Global Asset Manager
Originally published March 18, 2011 Keywords: securities, class action, residential mortgage backed securities, RMBS, assets under management, AUM ...
- Mondaq Business Briefing
- United States Law Articles in English
- Taking Responsibility-Securities Regulation Reform and the Global Financial Crisis: The United States, United Kingdom, and East Africa
Introduction - II. Effect of the crisis on africa - III. Anglo-american regulation - A. The United Kingdom - 1. Statutory Objectives - 2. Principles-Based Regulation - a) Financial Capability - b) FSA Study of Financial Capability - B. The United States - 1. Self-Regulation in the United States Securities System - 2. Financial Industry Regulatory Authority - C. Comparison of the Two Systems - IV. East african capital markets - A. African Regulation Under a U.S. Model - 1. IOSCO - 2. Capital Markets Regulation - V. Responsibility for regulation - A. Regulatory Response to the GFC - 1. Fiduciary Duty - 2. Education as Reform - 3. Responsible Regulatory Reform - 4. Responsibility of Care - VI. Conclusion
- Transnational Law & Contemporary Problems
- Nbr. 19-3, January 2011
- Wachovia Global Securities Lending Announces Three Business Development Appointments.
SHORT HILLS, N.J. -- Wachovia Global Securities Lending (WGSL) announced today the following business development appointments. These new hires are pa...
- Business Wire
- July 16, 2010
- Mortgage Backed Securities, Wall Street, and the Making of a Global Financial Crisis
The Rescue. II. A House is not Just a Home. III. Building a Better Mouse Trap. IV. The Safest Game in Town. V. Gain with no Pain. VI. The Police do not Patrol Here. VII. The Smart Guys Never Lose. VIII. Everyone Joins the Party. IX. The Music Stops Playing. X. We Have an Emergency. XI. To Go Where No One Has Gone Before. XII. Conclusion.
- Business Law Brief
- Nbr. V-1, October 2008