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THE FINANCIAL Services Commission is proposing sweeping reforms of the financial services sector for tough new restrictions, licensing, reporting and other requirements that would effectively tighten the operating screws on securities dealers, beginning in 2012. Other investment houses said they needed time to review the FSC document, which was made public on Wednesday, and chew it over with other dealers, before commenting publicly on what it might mean for the conduct of business. The Rohan BarnetHed FSC is contending that the new provision is necessary to minimise the risk of a dealer firm collapsing as the result of the failure of a counter party or another entity.
... criminal sanctions (otherthan through licensing and similar laws) upon those whoemploy . . . unaut... or practiceof violating IRCA's requirements can be criminally prosecuted, fined, and impris... prove willing toundergo the financial burden of supporting a worker whomight lose the ch...
...PART 515 - LICENSING, FINANCIAL RESPONSIBILITY REQUIREMENTS, AND GENERA...
... 2, as they are regulated by specific requirements in Part 3. The FTA will no longer apply to conduct...providing for the licensing of markets for trading financial products . provid...
...PART 61: LICENSING REQUIREMENTS FOR LAND DISPOSAL OF RADIOACTIVE WASTTE. Subpart E: Financial Assurances. 61.62 - Funding for disposal site clo...
...PART 515: LICENSING, FINANCIAL RESPONSIBILITY REQUIREMENTS, AND GENERAL DUTIES FO...
...Subpart B: Warehouse Licensing. 735.102 - Financial assurance requirements. (a) ...
This notice specifies the fee schedule for the new Export Food Aid Commodities (EFAC) licensing agreement offered by the Farm Service Agency (FSA) under the United States Warehouse Act (USWA). Agricultural products that may be stored under an EFAC licensing agreement include, but are not limited to, corn soy blend, vegetable oil, and pulses such as peas, beans, and lentils. USWA licensing is a voluntary program. Warehouse operators that apply for USWA licensing agree to be licensed, comply with the licensing agreement, and pay associated user fees. The fees announced in this notice are intended to cover the costs of administering the licensing program, including the costs of inspections.
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