fidelity bond definition

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1.153 documents for fidelity bond definition

- Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Rule 705 (Fidelity Bonds)
...Most fidelity bonds contain a definition of the term ``loss'' (or ``single loss''), for pur...
- Federal Register Nbr. 77 FR 8931, February 15, 2012
- Notices
- Securities and Exchange Commission
- Self-Regulatory Organizations; Proposed Rule Changes:
...FINRA Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook. Novembe...Most fidelity bonds contain a definition of the term ``loss'' (or. ``single loss''), for pu...
- FR, November 26, 2010
- Notices
- Securities and Exchange Commission
- Portland Federal Employees Credit Union, a Non-Profit Corporation, Plaintiff-Appellant, v. Cumis Insurance Society, Inc., a Corporation, Defendant-Appellee., 894 F.2d 1101 (9th Cir. 1990)
...(Cumis) on the question whether a fidelity bond issued by Cumis covers certain losses Portlan...The bond contains a definition of "property" that encompasses money and securitie...
- Federal Circuits

- Empty Creditors and Debt Exchanges
This Comment reviews recent proposals to address the "empty creditor" problem. The author argues that previous proposals would do little to reduce the risk that empty creditors will block debt-for-equity exchanges in order to collect credit default swap payments. The author presents an alternative approach that would limit the dangers of empty crediting by modifying the standardized language of swap agreements. Specifically, the author argues for widening the definition of "credit events" to encompass voluntary debt-for-equity exchanges that surpass a certain participation threshold. This reform would benefit the vast majority of credit protection buyers and sellers, while simultaneously reducing deadweight losses resulting from unnecessary bankruptcy filings.

... together held $600 million of the company's bonds, to swap these bonds for 85% of the company's stoc...- which the Washington Post identified as Fidelity Investments - stood in the way. The Post posited t...
- Yale Journal on Regulation
- Vol. 27 Nbr. 1, January 2010
- Managing forced displacement by law in Africa: the role of the new African Union IDPs Convention.
...By definition, internally displaced persons (IDPs) are persons w... chattel slavery, forced labor and debt bondage," whereas trafficking for sexual exploitation ofte...(277) Fidelity to these five grounds leads some of the highest ju...
- Vanderbilt Journal of Transnational Law
- Vol. 44 Nbr. 1, January 2011
- Federal Deposit Insurance Corporation v. Great American Insurance Company, (2nd Cir. 2010)
... Defendant was entitled to rescind a fidelity bond on the basis of material misrepresentation... erred by limiting the statute's definition of "asset" to exclude fidelity bonds, and thus ...
- Federal Circuits
- Self-Regulatory Organizations; Proposed Rule Changes:
...Rule 4360 (Fidelity Bonds) in the Consolidated FINRA Rulebook. Februar... proposed rule change would adopt the definition of ``substantially modified'' in NYSE Rule 319 and...
- FR, March 02, 2011
- Notices
- Securities and Exchange Commission
- 24 CFR 202.7 - Nonsupervised lenders and mortgagees.
...(a) Definition. A nonsupervised lender or mortgagee is a lending ...(5) Fidelity bond. A Title II mortgagee shall have fidelity bon...
- Code of Federal Regulations - Title 24: Housing and Urban Development
- Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fidelity Bonds
....'' Also, the rule change adopted the definition of ``substantially modified'' in NYSE Rule 319 and...
- Federal Register Nbr. 77 FR 8307, February 14, 2012
- Notices
- Securities and Exchange Commission
- Securities fraud.
...Definition of "Security" i. Stocks and Notes Lacking a Profit... who tried to sell non-existent foreign bonds and failed to disclose his previous conviction and... misappropriation deception as feigning fidelity to source of information while not disclosing plan...
- American Criminal Law Review
- Vol. 47 Nbr. 2, March 2010