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...No duty shall be imposed on him by law which is not relate... there is no conflict between the confidentiality statutes and the auditor's constitutional duty. Di...
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...To preserve the confidentiality of the interviewees, the cities are not identified...The city manager, budget director, and a senior budget analyst were asked to partici...The elected officials believe they have a duty to keep the larger community in mind as they decid...
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... of whether or not the newspaper had a duty to publish or a common interest with the persons t... a restaurant sent by the Managing Director of the defendant company from his office on a comp... publication would destroy the confidentiality of a police investigation into "alleged fiscal imp...
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... the information was obtained in breach of a duty of trust or confidence.3 The SEC has not provided ... Update: SEC Charges Prominent Corporate Director With Tipping. In the past year, the Galleon case... 4. SEC v. Cuban: Do Confidentiality Agreements Implicitly Bar Trading?. On September...
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...This obligation of confidentiality extends to officers in a bank, defined in section 2(1) of the Act to include a director, secretary, employee, receiver, manager and liquid... of undue influence and breach of fiduciary duty dismissed at the court of first instance and appea...
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... section was previously titled the ?Active Duty Dependents Dental Plan?. The TDP incorporates the ...The Director, Office of Civilian Health and Medical Program of ... with the principle of preserving confidentiality of personal information and detailed clinical data...
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- Marvin L. Fisher, Randy J. Cosby, Tom A. Carden, Philip M. Cavender, as Mutual Insurance Company Policy-Holders Acting for the Benefit and on Behalf of State Mutual Insurance Co., Plaintiffs-Appellants, v. State Mutual Insurance Company, North American Financial Services, Inc., Delos H. Yancey, Jr., Delos H. Yancey, Iii, Rodney Hale, Et Al., Defendants-Appellees., 290 F.3d 1256 (11th Cir. 2002)
...("North American"), State Mutual Directors Delos H. Yancey, Jr. and Delos H. Yancey III ("the... opportunity, and breach of fiduciary duty. We first consider the language of O.C.G.A § 14-2... professional cannon, or a duty of confidentiality to another person, respecting information relating...
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...) partners to partners, (28) corporate directors to shareholders, (29) general partners to limited ... there had not been a pre-existing confidentiality agreement between Morgan Stanley and Olinkraft. Th...
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... sell any security in breach of a fiduciary duty. (177) In United States v. O'Hagan, the Supreme Co... in violation of a duty of confidentiality." (194) . Despite courts' broad interpretation of ... violators from serving as officers or directors of public companies. The 1990 Act provides that a ...
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In United States v. O'Hagan, the Supreme Court established that there are two complementary theories of insider trading liability, each with a fiduciary principle at its core. Under the "classical" theory, liability is premised on a fiduciary's deceptive silence about material nonpublic information in a securities transaction with corporate shareholders. Under the "misappropriation " theory, liability is premised on a fiduciary's deception of the source of the material nonpublic information used in the securities transaction.
This Article analyzes the law of insider trading, with a focus on developments since O'Hagan. Based on a comprehensive review of lower-court decisions, settled enforcement proceedings, and rules promulgated by the Securities and Exchange Commission, it argues that...
...." 7 Insiders (namely, officers, directors, and employees) who are aware of material nonpubli..."limited to those who breach[ed] a recognized duty" owed to the information's source. 15 . Despite ... based on information subject to a confidentiality agreement, regardless of the nature of the relat...