commodity futures trading commission rule 4.7

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150 documents for commodity futures trading commission rule 4.7

- Commodity pool operators and commodity trading advisors: Qualified eligible participants offerings and qualified eligible clients advising; exemptions,
- FR, March 02, 2000
- Proposed rules
- Commodity Futures Trading Commission
- Corporate and Financial Weekly Digest - April 16, 2010.
... April 14, the Securities and Exchange Commission proposed the creation, under Section 13(h) of the ... reconstructions and analyses during peak trading periods. . The SEC is proposing the new Rule and F... of the Federal Reserve System, Commodity Futures Trading Commission, Federal Deposit Insura...
- Mondaq Business Briefing
- Nbr. 2010, January 2010
- CFTC Rescinds And Revises Hedge Fund Registration Exemptions And Adds Reporting Requirements
The Commodity Futures Trading Commission ("CFTC") recently annouunced final rules rescinding or revising registration exemptions for...
- Mondaq Business Briefing
- United States Law Articles in English

- Corporate And Financial Weekly Digest - March 19, 2010.
... of Reporting Obligations Pursuant to Rule 12h-3 . On March 15, the Securities and Exchange CCommission's Division of Corporation Finance issued Staff Leg... in consultation with the staff of the Commodity Futures Trading Commission. The guidance "clarifie...
- Mondaq Business Briefing
- Nbr. 2010, January 2010
- 17 CFR 140.99 - Requests for exemptive, no-action and interpretative letters.
...CHAPTER I: COMMODITY FUTURES TRADING COMMISSION. PART 140: ORGANIZATION, FUNCTI... of a specific provision of the Act or of a rule, regulation or order issued thereunder by the Comm...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- Corporate and Financial Weekly Digest - April 16, 2010
... April 14, the Securities and Exchange Commission proposed the creation, under Section 13(h) of the ... reconstructions and analyses during peak trading periods. The SEC is proposing the new Rule and F... of the Federal Reserve System, Commodity Futures Trading Commission, Federal Deposit Insura...
- Mondaq Business Briefing
- United States Law Articles in English
- Corporate And Financial Weekly Digest - March 19, 2010
... of Reporting Obligations Pursuant to Rule 12h-3. On March 15, the Securities and Exchange Commission's Division of Corporation Finance issued Staff Leg... in consultation with the staff of the Commodity Futures Trading Commission. The guidance "clarifie...
- Mondaq Business Briefing
- United States Law Articles in English
- 17 CFR 4.7 - Exemption from certain part 4 requirements for commodity pool operators with respect to offerings to qualified eligible persons and for commodity trading advisors with respect to advising qualified eligible persons.
...CHAPTER I: COMMODITY FUTURES TRADING COMMISSION. PART 4: COMMODITY POOL OPERATO....5 which is operated in accordance with such rule and in which all unit owners or participants, othe...
- Code of Federal Regulations - Title 17: Commodity and Securities Exchanges
- Corporate And Financial Weekly Digest - March 7, 2008.
... 29, the Securities and Exchange Commission announced a reduction in the Section 31 fee rate. ... to the Section 31 assessment on security futures transactions, which will remain at the rate of $0..... http://www.sec.gov/rules/other/2008/34-57407.pdf . Broker Dealer James D. V... quotations from outside of the physical trading station for an option class. At the time, Market-M... ICE-OCC Cross-Margining Program The Commodity Futures Trading Commission has issued an order app...
- Mondaq Business Briefing
- Nbr. 2008, March 2008
- CFTC Rescinds And Revises Hedge Fund Registration Exemptions And Adds Reporting Requirements.
The Commodity Futures Trading Commission ("CFTC") recently annouunced final rules rescinding or revising registration exemptions for...
- Mondaq Business Briefing
- Nbr. 2012, January 2012