bond trading

• Bond trading

• Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Bond Trading License and the Bond Liquidity Provider Pilot Program Until the Earlier of the Approval of the Securities and Exchange Commission to Make Such Pilot Permanent or January 19, 2013

• Federal Register Nbr. 76 FR 79726, December 22, 2011
• Notices
• Securities and Exchange Commission

• Leading Bond Trading Firm BondDesk Group Taps MoreVRP to Accelerate Processing of Over 20,000 Financial Transactions per Day.

MoreVRP application performance management (APM) solution ensures consistent service availability through peak usage periods, and enables ultra granul...

• Business Wire
• February 14, 2012

• Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the WisdomTree Brazil Bond Fund Under NYSE Arca Equities Rule 8.600

• Federal Register Nbr. 77 FR 21827, April 11, 2012
• Notices
• Securities and Exchange Commission

• Emerson Radio Corp., Appellant v. Orion Sales, Inc.; Otake Trading Co. Ltd.; Technos Development Limited; Shigemasa Otake; John Richard Bond, 253 F.3d 159 (3rd Cir. 2001)

On Appeal from the United States District Court for the District of New Jersey (D.C. Civ. No. 95-CV-06455) District Judge: Hon. Alfred M. Wolin[Copyri...

• Federal Circuits

• Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust

• Federal Register Nbr. 77 FR 3520, January 24, 2012
• Notices
• Securities and Exchange Commission

• SEC Charges Hedge Fund Manager And Bond Salesman In First Insider Trading Case Involving Credit Default Swaps

On May 5, 2009, the U.S. Securities and Exchange Commission ("SEC") brought an action in the U.S. District Court for the Southern District of New York...

• Mondaq Business Briefing
• United States Law Articles in English

• Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Guggenheim Enhanced Short Duration High Yield Bond ETF Under NYSE Arca Equities Rule 8.600

• Federal Register Nbr. 76 FR 75926, December 05, 2011
• Notices
• Securities and Exchange Commission

• How Much Credit?

The development of proven, consistent, statistically based models in the area of commercial trade credit has not kept pace with model development for bond trading and banking. Credit limits help a company manage its risks by controlling the amount extended to different customer accounts. Information is required for any model to assess risk, and the lack of available information can limit the usefulness of any one approach to credit risk assessment. The approach recommended in this article combines three different methods in assessing risk, each of which have been proven predictive and are in widespread use: Merton risk model, rating agency ratings, and Altman Z-score. The two most important risk factors that the model considers are exposure and profitability limitations. The other key r...

• Business Credit
• Vol. 109 Nbr. 3, March 2007

• Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Emerging Markets Corporate Bond Fund of the WisdomTree Trust

• Federal Register Nbr. 77 FR 13379, March 06, 2012
• Notices
• Securities and Exchange Commission

• Stock, Bond Trading Gives Bear Stearns a Big Boost

NEW YORK (AP) -- Bear Stearns Cos. restored brokerage investors' confidence Thursday after the nation's seventh-largest investment house posted record quarterly results on surprisingly strong stock and bond trading. Rivals Goldman Sachs Group Inc. and Lehman Brothers Holdings Inc. reported robust second-quarter numbers this week, but not lofty enough to top records achieved at the start of the year. Brokerage stocks slid earlier this week on worries the good times might be over for big Wall Street firms.

• Deseret News (Salt Lake City)
• June 16, 2006