Bernstein Investment Research And Management Inc

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565 documents for Bernstein Investment Research And Management Inc

- Alliance Bernstein Investment Research and Management, Inc v. Schaffran, (2nd Cir. 2006)
UNITED STATES COURT OF APPEALS FOR THE SECOND CIRCUIT August Term 2005 Argued:...
- Federal Circuits
- Alliance Bernstein Investment Research and Management, Inc., Alliance Capital Management, Lp, and Alliance Capital Management Corp., Plaintiffs-Appellants, v. Charles Schaffran, Defendant-Appellee. Docket No. 05-4437-Cv., 445 F.3d 121 (2nd Cir. 2006)
Joseph Baumgarten, Proskauer Rose LLP, New York, New York (Tracey Levy, on the brief), for Plaintiffs-Appellants. Lee Bantle, Bantle & Levy LLP, New ...
- Federal Circuits
- Blowing the whistle on the Dodd-Frank amendments: the case against the new amendments to whistleblower protection in section 806 of Sarbanes-Oxley.
... situations, employees alerted upper management to the accounting irregularities that they discove... to change his recommendations in his research report for the company's investment bankers. (131).... In Alliance Bernstein Investment Research and Management, Inc. v. Schaff...
- American Criminal Law Review
- Vol. 48 Nbr. 3, June 2011

- ¡Viva España!
...* Weber Shandwick * Lakeside Capital Management * Paul and Mary Reyelts * Karin Larson * U.S. Banc...* Bernstein Investment Research and Management * Barry Knight/...
- Minnesota Monthly
- Vol. 40 Nbr. 5, May 2006
- Up the down staircase: many of L.A.'s public companies shrunk, but there were standouts amid the turmoil. Energy stocks were big winners.
SPECIAL REPORT: L.A.'S LARGEST & MOST PROFITABLE COMPANIES

..., president of Los Angeles-based investment bank Wedbush Morgan Securities Inc. . "The market ...In a recent research report, analyst Benjamin Dell said Occidental's ba..., driving down returns," said Dell of Bernstein Investment Research and Management Inc. "As such, ...
- Los Angeles Business Journal
- July 14, 2008
- Swap Dealer and Major Swap Participant Recordkeeping, Reporting, and Duties Rules; Futures Commission Merchant and Introducing Broker Conflicts of Interest Rules; and Chief Compliance Officer Rules for Swap Dealers, Major Swap Participants, and Futures Commission Merchants
The Commodity Futures Trading Commission (Commission or CFTC) is adopting regulations to implement certain provisions of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd- Frank Act). These regulations set forth reporting and recordkeeping requirements and daily trading records requirements for swap dealers (SDs) and major swap participants (MSPs). These regulations also set forth certain duties imposed upon SDs and MSPs registered with the Commission with regard to: Risk management procedures; monitoring of trading to prevent violations of applicable position limits; diligent supervision; business continuity and disaster recovery; disclosure and the ability of regulators to obtain general information; and antitrust considerations. In addition, these regul...

... (IBs) with regard to firewalls between research and trading and between clearing and trading. Fina... electronic file would require enormous investment across market participants and would require a sub... Chase & Co., Pershing, Alliance Bernstein, and Newedge USA on May 17, 2011. See http://comme...
- Federal Register Nbr. 77 FR 20128, April 03, 2012
- Rules and Regulations
- Commodity Futures Trading Commission
- Higher education and technology transfer: the effects of 'techno-sclerosis' on development.
... is needed, which would tie an aggressive research agenda to critically examine the impacts of rapidl... element in aiding and assisting management processes around the world. Arguably, the developm...The investment required to both provide the infrastructure and tr.... (35) Nandini Oomman, Michael Bernstein and Steven Rosenzweig, The Numbers Behind the Stor...
- Journal of International Affairs
- Vol. 64 Nbr. 1, September 2010
- The Secondary Market for Life Insurance in the United Kingdom, Germany, and the United States: Comparison and Overview
... performance of the primary insurer's investment portfolio. British insurers only need to ensure th... Settlement Association (LISA, 2007), a Bernstein study by Kamath and Sledge (2005), a survey by Lif... size in 2005 at 13 billion USD; Conning Research estimates the size in 2005 at 5.5 billion USD and ...
- Risk Management and Insurance Review
- Vol. 13 Nbr. 2, October 2010
- 2004 online guide directory listings.
Illustration

... Lender lenders and their Databank investment rates 1st City Savings www.1stcitysavings.com Lend....com Provider of real estate asset-management and recovery services ABN AMRO Mortgage www.abnamr....com in NY area, including document research, foreclosure services, occupancy and property insp... www.parkerpoe.com North Carolina--based Bernstein LLP law firm representing financial institutions, ...
- MAS sophistication and decision making performance: evidence from foods exporting businesses in Thailand.
1. INTRODUCTION . Management Accounting System (MAS) is important and necessary... should focus on motivation interest in research related to the MAS. It makes recommendations about... of 0.40, was adopted (Nunnally and Bernstein, 1994). All factor loadings are greater than the 0... and Firms' Capabilities on R&D investment: Evidence from China. Innovation: Management, Poli...
- Journal of Academy of Business and Economics
- Vol. 11 Nbr. 3, May 2011