Bernard, Richards Securities, Inc.

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78 documents for Bernard, Richards Securities, Inc.

- Self-regulatory organizations; proposed rule changes: National Association of Securities Dealers, Inc.,
...Seifer, President and C.E.O., Bernard, Richards Securities Inc., to rule-comments@sec.go...
- FR, June 23, 2004
- Notices
- Securities and Exchange Commission
- Active members: Goldstein, Michael Robert-Gyles.
... GONZALEZ, Yolanda 305/982-6390 U S Securities & Exchange 801 Brickell Abe Ste 1800 Miami 33131-2...813/287-2822 McCumber Inclan Et Al 5102 W Laurel St Ste 100 Tampa 33607-3854 jg... 1350 NW 12th Ave Miami 33136-2102 alazo@richards-polansky.com Fax: 305/637-1378 GORDON, Adam S 239/...@shutts-law.com Fax: 305/347-7701 GRALL, Bernard Florian, Jr. 772/569-0000 Grall Fanaro & Glenn PO ...
- Florida Bar Journal
- Vol. 78 Nbr. 8, September 2004
- Erie County Real Estate Transactions
Following are real estate transactions over $5,000 as listed in records of the Erie County clerk's office for the week ending Dec. 17. ALDEN

...Richards to Eloise Richards; Roger J. Richards, $20,000. **... II to Capital International Steel Works Inc., $240,000. 70 West Oakwood Place, John Henry Ben...102 Berwyn Ave., Bernard W. Belscher; Laura M. Belscher to Jeffrey Dudas,...47 Madeira Drive, Aegis Asset Backed Securities; Wells Fargo Bank to Paul Tagliarino; Duane Barwel...
- Buffalo News
- January 25, 2011

- Active members: Qadri-Rywant.
... 305/594-0774 Martin & Associates Insurance Inc 8200 NW 33rd St Ste 103 Miami 33122-1942 marc@mand....rr.com Fax: 727/518-9813 RAMIREZ, Robert Bernard, Jr. 305/766-9800 60 Golf Rd General Delivery Golf... renardconsulting@aol.com RENARD, Susan Richardson 904/928-3434 7955 Little Fox Ln Jacksonville 32256..., David Jennings 727/567-5235 Wachovia Securities, Llc 901 E Byrd St Fl 10 Richmond VA 23219-4052 dr...
- Florida Bar Journal
- Vol. 78 Nbr. 8, September 2004
- Outside director liability.
... LIABILITY SO RARE? A LEGAL ANALYSIS OF SECURITIES AND CORPORATE SUITS A. The Scope of Out-of-Pocket ...The Effect of Settlement Incentives in Shareholder Suits 1. Securities lawsuits 2. Fid...Between 1999 and 2002, WorldCom CEO Bernard Ebbers, CFO Scott Sullivan, and other WorldCom exe... & Corroon Flom (Delaware office) Richards, Layton & Finger Young Conaway Stargatt & Taylor L...
- Stanford Law Review
- Vol. 58 Nbr. 4, February 2006
- Inactive membership roster.
.../317-2961 Exec Vice Pres Gen Counsel Realty Incom Corp 220 W Crest St Escondido CA 92025-1707 mpfeif...-4426 arichar5@gmu.edu Fax: 703/993-8088 RICHARDS, Gary Theodore 919/493-8130 2427 Alpine Rd Durham ..., Eric Chester 212/303-8828 Wachovia Securities 625 Madison Ave Fl 10 New York NY 10022-1801 estol...-1371 Fax: 973/247-9199 STONE, Richard Bernard 202/338-0663 4508 Foxhall Cres NW Washington DC 20...
- Florida Bar Journal
- Vol. 80 Nbr. 8, September 2006
- Change of venue: we asked top Tar Heel lawyers where they pictured themselves practicing--or just living--if it couldn't be North Carolina.
... this field: I took my master's in securities regulation and moved to Dallas in the late '80s. T...Morris, Essex Richards PA, Charlotte; Edward O'Keefe, Bank of America Cor...Stone, NACCO Materials Handling Croup Inc., Greenville; Michael R. Abel, Schell Bray Aycock ...Bernard, Clements Bernard PLLC, Charlotte; Anthony J. Bill...
- Business North Carolina
- Vol. 31 Nbr. 1, January 2011
- Active members: Aare-Azan.
...-4777 AASHEIM, Kari L 813/287-2822 McCumber Inclan Daniels Et Al 5102 W Kennedy Blvd Ste 300 Tampa 33....net Fax: 321/984-7019 ABRAHAM, David Bernard 305/358-7600 David B Abraham Pa 19 W Flagler St St..., Elisha L 305/982-6392 United States Securities & Exchange Comm 801 Brickell Ave Ste 1800 Miami 33...-4844 Law Office of John B Arnold 12550 Richards Rook Ln Jacksonville 32246-7076 arnold869@bellsout...
- Florida Bar Journal
- Vol. 79 Nbr. 8, September 2005
- Achieving the goal of 'credible' regulatory oversight.
...Indeed, the Securities and Exchange Commission publicly repents almost da... blame the private sector "watchdogs," including bankers, appraisers, lawyers, accountants, money m... will do so in a fair and honest manner (Richards, 2000). In many instances, the private sector has ... the SEC's failure to uncover the Bernard Madoff financial fraud scheme, in testimony before...
- Journal of Legal, Ethical and Regulatory Issues
- Vol. 15 Nbr. 1, January 2012
- Active members: Naab-Ozzi.
..., Michelle Lynn 772/286-9881 Peterson Bernard 301 E Ocean Blvd Ste 200 Stuart 34994-2209 michell..., Robert Bruce 305/500-4085 Ryder Systems, Inc 3600 NW 82nd Ave Miami 33166-3323 robert_nachwalte... NICOLEAU, Raynette Rose 305/982-6308 Securities & Exchange Commission 801 Brickell Ave Ste 1800 Mi.../843-2100 Cooney Mattson Lance Blackburn Richards Et Al 111 N Orange Ave Ste 850 Orlando 32801-2338 ...
- Florida Bar Journal
- Vol. 78 Nbr. 8, September 2004