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... Rating (IDR) of American Equity Investment Life Holding Company (AEL) at 'BB+' and the Insure... Financial Strength (IFS) ratings of its insurance operating subsidiaries, American Equity Investment...
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Each applicant seeks an order declaring that it has ceased to be an investment company. On March 1, 2011, each applicant transferred the assets of its series to a corresponding series of DWS Securities Trust, based on net asset value. Expenses of $2,087 and $15,220, respectively, incurred in connection with the reorganizations were paid by the acquiring funds. Filing Date: The applications were filed on January 18, 2012. Applicants' Address: 345 Park Ave., New York, NY 10154. DWS Advisor Funds [File No. 811-4760]
... transferred its assets to Oppenheimer Equity Income Fund, Inc., based on net asset value. Expen...American Equity Life Annuity Account File No. 811-8663. ... of the American Equity Investment Life Insurance Company, the depositor to the American Equity Life...
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... Rating (IDR) of American Equity Investment Life Holding Company (AEL) at 'BB+' and the Insure... Strength (IFS) ratings at 'BBB+' of its insurance operating subsidiaries, American Equity Investment...
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... II, LLC, KORE ADVISORS, L.P., METROPOLITAN LIFE. INSURANCE COMPANY, TRUST COMPANY OF THE WEST AND ...III, LLC, PACIFIC INVESTMENT MANAGEMENT COMPANY LLC, GOLDMAN. SACHS ASSET MANAG... 2006-1, LTD., COMMONWEALTH INVESTORS, AMERICAN EQUITY INVESTMENT LIFE INSURANCE COMPANY, WALNUT P...
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... nominees for election as director in a company's proxy statement. Specifically, to facilitate the... 14a-11 would have applied to public investment companies (such as mutual funds) as well as operat...July 22, 2011). 2. See American Equity Investment Life Insurance Company v. SEC, 6...
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... Rating (IDR) of American Equity Investment Life Holding Company (AEL) at 'BB+' and the Insure... (IFS) ratings at 'BBB+' for its insurance operating subsidiaries, American Equity Investment...
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Across the US many investors have seen their portfolios' value fall significantly during the recent credit crisis. Because of this, investors are reminded of the risk associated with equity investments. One financial product -- a Fixed Indexed Annuity (FIA) -- offers its owners the opportunity to participate in the gains of the stock market, with zero downside risk. However, the cost of an FIA may soon increase, thanks to a new rule that the Securities and Exchange Commission (SEC) recently finalized, Rule 151A, which is now tied up in litigation. This Note argues that the SEC's Rule is based on an incorrect theory of investment risk, overemphasizes the difference between investment risk and insurance risk, is unsupported by judicial precedent, and imposes substantial costs in exchange ...
... interest rate (MGIR), compounded over the life of the FIA contract, provides the floor below whic... increases.15 Each year the insurance company applies the MGIR to the contract as well as the ra...Addison.103 In that case, American Equity Investment Life Insurance Company (AEL)104 ...
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...The Court held in American Equity Investment Life Insurance Company, et al. v...
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... to include director nominees in a company's proxy materials. The Dodd-Frank Act did not pres... to request that public companies or investment companies include the shareholder or shareholders'... again — as it did most recently in American Equity Investment Life Insurance Company v. SEC, 6...
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... "a-" of American Equity Investment Life Insurance Company (American Equity Life) and its subsidiary,...