Alberta Securities Commission

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4.967 documents for Alberta Securities Commission

- Letter In Response To Request For Comments From The Alberta Securities Commission, November 16, 2012.
DELIVERED VIA ELECTRONIC MAIL Alberta Securities Commission Suite 600, 250 - 5th Street SW Calgary, Alberta T2P 0R4 Fax: (403) 297-4113 E-ma...
- Mondaq Business Briefing
- Nbr. 2012, January 2012
- Investor Alert: Asc Warns Public About High Yield Investment Scheme Offered by Loyal Financial Group
CALGARY, Dec. 13, 2012 /CNW/ - The Alberta Securities Commission (ASC) is warning investors about a "high yield investment" scheme offered through a promotional website for Loyal Financial Group. A "high yield investment" scheme involves an investment that promises unrealistically high returns while disclosing few details on how such returns are generated. The ASC is issuing the investor alert after it received reports that Loyal Financial Group has solicited investors using internet advertising or news releases on public news wires promoting investments with monthly returns of two per cent to 13.5 per cent. Loyal Financial Group directs investors to send their applications and money to an address in Alberta. Albertans should be aware that Loyal Financial Group and its agents are not re...
- U.S. Newswire
- December 13, 2012
- Alberta Securities Commission Declines To Cease-Trade Poison Pill Following Timely Shareholders Approval.
Article by Mark Adkins [c] 2007, Blake, Cassels & Graydon LLP Originally published in Blakes Bulletin on Mergers & Acquisitions, December 2007 Hig...
- Mondaq Business Briefing
- Nbr. 2008, March 2008

- Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend the BOX LLC Agreement
... Maple's investors comprise Alberta Investment Management Corporation, Caisse de deacu...
- Federal Register Nbr. 77 FR 13676, March 07, 2012
- Notices
- Securities and Exchange Commission
- Naxos Cleared of All Charges by the Alberta Securities Commission.
VANCOUVER, British Columbia--(BUSINESS WIRE)--March 23, 1999-- Naxos Resources Ltd (OTC BB:NAXOF), is very pleased to announce that in written reasons...
- Business Wire
- March 23, 1999
- Alberta Court Of Appeal Extends Judicial Deference To Securities Commission.
Within a year of the Supreme Court of Canada's pronouncement, in the March 2008 New Brunswick (Board of Management) v. Dunsmuir decision, that the "re...
- Mondaq Business Briefing
- Nbr. 2009, January 2009
- Asc Settles with Red Deer Man in Case of Alleged Illegal Insider Trading
CALGARY, Aug. 7, 2012 /CNW/ - The Alberta Securities Commission (ASC) has concluded a settlement with Kenneth Barry Healing of Red Deer, Alberta. Under the Settlement Agreement, Healing agreed to cease trading in securities and exchange contracts for three years and paid the ASC $60,000 plus $5,000 in costs. In a March 2012 ASC Notice of Hearing it had been alleged that Healing traded in shares of Matrikon Inc. while in a "special relationship" with Matrikon, having learned of an impending acquisition of Matrikon by Honeywell International Inc. before the acquisition was publicly disclosed. In the Settlement Agreement, Healing acknowledged: overhearing at least parts of a telephone conversation just days before the public disclosure of the Honeywell International acquisition of Matrikon...
- U.S. Newswire
- August 07, 2012
- Investor Alert: Asc and First Calgary Financial Warn Public of High- Yield Investment Scheme Offered by Offshore Company Profitable Sunrise
CALGARY, March 11, 2013 /CNW/ - The Alberta Securities Commission (ASC) is warning investors about a "high-yield investment" scheme offered through a promotional website for an offshore company called Profitable Sunrise. A high-yield investment scheme involves an investment that promises unrealistically high returns while disclosing few details on how such returns are generated. The Profitable Sunrise website offers investors various plans to earn daily interest of 1.6 to 2.7 per cent through short-term loans to businesses. The ASC is issuing this investor alert after it received reports from First Calgary Financial that several of its Calgary customers have attempted to withdraw significant amounts of funds from their accounts for wire transfers to the Czech Republic. The ASC confirmed...
- U.S. Newswire
- March 11, 2013
- Canadian Regulators Sign MOU With Australian Regulator.
Earlier this month, the Ontario Securities Commission, Quebec's Autorite des marches financieers, the Alberta Securities Commission and the British Columbia Sec...
- Mondaq Business Briefing
- Nbr. 2012, January 2012
- ASC Proposes New Derivatives Rule.
On February 28, the Alberta Securities Commission proposed the repeal of Blank...
- Mondaq Business Briefing
- Nbr. 2011, January 2011